NORTHCAPE WEALTH MANAGEMENT
NORTHCAPE WEALTH MANAGEMENT, LLC Legal Name
Adviser information for NORTHCAPE WEALTH MANAGEMENT last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,339 | $549.4M |
| Non-Discretionary | 40 | $16.2M |
| Total | 1,379 | $565.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 445 | $146.7M |
| HNW Individuals | 127 | $387.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 18 | $23.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $8.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 8 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 565.6M |
| Portfolio Manager | 520.2M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| NORTHCAPE WEALTH MANAGEMENT WRAP FEE PROGRAM | NORTHCAPE WEALTH MANAGEMENT |
Principal Office
6565 MAIN STREETWILLIAMSVILLE
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: (71) 632-6565, Fax: (716) 632-6581
Chief Compliance Officer
PATRICK MARKEY
CO-FOUNDER, PARTNER
6565 MAIN STREET
WILLIAMSVILLE
NY
United States
Tel:
(716) 632-6565
Fax:
(716) 632-6581
P*************@**************M
(Full email address available in API data)
Regulatory Contact
ERIK O'NEILL
FOUNDER, MANAGING PARTNER
6565 MAIN STREET
WILLIAMSVILLE
NY
United States
Tel:
(716) 632-6565
Fax:
(716) 632-6581
E**********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'NEILL, ERIK, MO | Individual | – | FOUNDER, MANAGING PARTNER | 01/2021 | > 75% |
| MARKEY, PATRICK, MICHAEL | Individual | – | CO-FOUNDER, CHIEF COMPLIANCE OFFICER, SENIOR FINANCIAL ADVISOR | 01/2021 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 268K | 3K | – |
| ABBOTT LABS | COM | 4M | 42K | – |
| ABBVIE INC | COM | 2M | 12K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 6K | – |
| AFLAC INC | COM | 409K | 5K | – |
| AGIOS PHARMACEUTICALS INC | COM | 244K | 6K | – |
| AIR PRODS & CHEMS INC | COM | 2M | 8K | – |
| ALPHABET INC | CAP STK CL A | 271K | 1K | – |
| ALPHABET INC | CAP STK CL C | 4M | 20K | – |
| ALTRIA GROUP INC | COM | 338K | 7K | – |
| AMAZON COM INC | COM | 345K | 2K | – |
| AMERICAN ELEC PWR CO INC | COM | 509K | 6K | – |
| AMERICAN EXPRESS CO | COM | 1M | 6K | – |
| AMERICAN TOWER CORP NEW | COM | 2M | 10K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 1M | 11K | – |
| AMERIPRISE FINL INC | COM | 563K | 1K | – |
| AMGEN INC | COM | 962K | 3K | – |
| ANALOG DEVICES INC | COM | 3M | 15K | – |
| APPLE INC | COM | 9M | 41K | – |
| ARISTA NETWORKS INC | COM | 4M | 11K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 269K | 3K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 6K | – |
| BANK AMERICA CORP | COM | 287K | 7K | – |
| BECTON DICKINSON & CO | COM | 2M | 10K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 531K | 1K | – |
| BHP GROUP LTD | SPONSORED ADS | 2M | 39K | – |
| BLACKSTONE INC | COM | 2M | 18K | – |
| BOEING CO | COM | 675K | 4K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 279K | 7K | – |
| BROADCOM INC | COM | 683K | 425 | – |
| CHEVRON CORP NEW | COM | 352K | 2K | – |
| CHUBB LIMITED | COM | 3M | 13K | – |
| CHURCH & DWIGHT CO INC | COM | 1M | 10K | – |
| CISCO SYS INC | COM | 3M | 58K | – |
| CLOROX CO DEL | COM | 286K | 2K | – |
| COCA COLA CO | COM | 3M | 44K | – |
| COLGATE PALMOLIVE CO | COM | 4M | 40K | – |
| CONSTELLATION BRANDS INC | CL A | 3M | 10K | – |
| COSTCO WHSL CORP NEW | COM | 6M | 7K | – |
| CVS HEALTH CORP | COM | 2M | 27K | – |
| DEERE & CO | COM | 3M | 7K | – |
| DISCOVER FINL SVCS | COM | 738K | 6K | – |
| DOW INC | COM | 291K | 5K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 14K | – |
| EATON CORP PLC | SHS | 5M | 15K | – |
| ECOLAB INC | COM | 3M | 12K | – |
| ELI LILLY & CO | COM | 6M | 7K | – |
| EMERSON ELEC CO | COM | 4M | 35K | – |
| EMPIRE ST RLTY OP L P | UNIT LTD PRTNSP | 91K | 10K | – |
| EVERSOURCE ENERGY | COM | 2M | 30K | – |
| EXXON MOBIL CORP | COM | 4M | 33K | – |
| FEDEX CORP | COM | 827K | 3K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST GOLD | 912K | 46K | – |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 349K | 5K | – |
| GENERAL DYNAMICS CORP | COM | 5M | 16K | – |
| GOLDMAN SACHS GROUP INC | COM | 564K | 1K | – |
| HERSHEY CO | COM | 244K | 1K | – |
| HOME DEPOT INC | COM | 3M | 7K | – |
| HONEYWELL INTL INC | COM | 2M | 9K | – |
| ILLINOIS TOOL WKS INC | COM | 446K | 2K | – |
| INTEL CORP | COM | 1M | 33K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 4M | 21K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 2M | 24K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 210K | 6K | – |
| ISHARES GOLD TR | ISHARES NEW | 682K | 16K | – |
| ISHARES TR | CORE MSCI EAFE | 11M | 151K | – |
| ISHARES TR | IBOXX INV CP ETF | 13M | 118K | – |
| ISHARES TR | INTL SEL DIV ETF | 824K | 30K | – |
| ISHARES TR | MSCI INTL QUALTY | 9M | 232K | – |
| ISHARES TR | PFD AND INCM SEC | 375K | 12K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 8M | 151K | – |
| JOHNSON & JOHNSON | COM | 4M | 25K | – |
| JPMORGAN CHASE & CO. | COM | 4M | 21K | – |
| JUNIPER NETWORKS INC | COM | 688K | 19K | – |
| KINDER MORGAN INC DEL | COM | 7M | 345K | – |
| LABCORP HOLDINGS INC | COM SHS | 281K | 1K | – |
| LINDE PLC | SHS | 275K | 626 | – |
| LOCKHEED MARTIN CORP | COM | 636K | 1K | – |
| LOWES COS INC | COM | 500K | 2K | – |
| M & T BK CORP | COM | 2M | 11K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCCORMICK & CO INC | COM NON VTG | 361K | 5K | – |
| MCDONALDS CORP | COM | 2M | 10K | – |
| MEDTRONIC PLC | SHS | 2M | 23K | – |
| MERCK & CO INC | COM | 3M | 22K | – |
| META PLATFORMS INC | CL A | 255K | 506 | – |
| MICROSOFT CORP | COM | 8M | 19K | – |
| MOLSON COORS BEVERAGE CO | CL B | 571K | 11K | – |
| MONDELEZ INTL INC | CL A | 2M | 26K | – |
| MORGAN STANLEY | COM NEW | 1M | 15K | – |
| MURPHY USA INC | COM | 282K | 600 | – |
| NATIONAL FUEL GAS CO | COM | 218K | 4K | – |
| NEXTERA ENERGY INC | COM | 4M | 53K | – |
| NORFOLK SOUTHN CORP | COM | 728K | 3K | – |
| NOVARTIS AG | SPONSORED ADR | 912K | 9K | – |
| NVIDIA CORPORATION | COM | 630K | 5K | – |
| ORACLE CORP | COM | 576K | 4K | – |
| PACKAGING CORP AMER | COM | 345K | 2K | – |
| PAYCHEX INC | COM | 359K | 3K | – |
| PEPSICO INC | COM | 6M | 34K | – |
| PFIZER INC | COM | 653K | 23K | – |
| PHILLIPS 66 | COM | 358K | 3K | – |
| PRICE T ROWE GROUP INC | COM | 436K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 10K | – |
| PRUDENTIAL FINL INC | COM | 246K | 2K | – |
| QUALCOMM INC | COM | 3M | 14K | – |
| REALTY INCOME CORP | COM | 241K | 5K | – |
| ROCKWELL AUTOMATION INC | COM | 2M | 6K | – |
| RTX CORPORATION | COM | 3M | 31K | – |
| SCHWAB CHARLES CORP | COM | 847K | 11K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 280K | 4K | – |
| SPDR GOLD TR | GOLD SHS | 16M | 76K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 642K | 1K | – |
| STARBUCKS CORP | COM | 280K | 4K | – |
| STRYKER CORPORATION | COM | 3M | 9K | – |
| SYSCO CORP | COM | 308K | 4K | – |
| TEXAS INSTRS INC | COM | 2M | 11K | – |
| TRAVELERS COMPANIES INC | COM | 488K | 2K | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 19K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 6M | 25K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 350K | 700 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 348K | 1K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 1M | 13K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 449K | 7K | – |
| VISA INC | COM CL A | 4M | 14K | – |
| WALMART INC | COM | 5M | 74K | – |
| WELLTOWER INC | COM | 218K | 2K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 700K | 16K | – |
| WOODWARD INC | COM | 2M | 11K | – |
| YUM BRANDS INC | COM | 284K | 2K | – |