MASECO ASIA LIMITED
Adviser information for MASECO ASIA LIMITED last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 180 | $73.2M |
| Non-Discretionary | 0 | $0 |
| Total | 180 | $73.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $10.4M |
| HNW Individuals | 26 | $62.9M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120430 |
|---|---|
| SEC ERA File Number | 801-120430 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310966 |
| Legal Entity Identifier | 213800URYCFWNDQNTM43 |
Principal Office
UNIT 2111, 21/F, NEW WORLD TOWER16-18 QUEEN'S ROAD CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 09:00 - 17:30
Tel: 852 5808 2064, Fax: None
Chief Compliance Officer
ASHLEY J. SCHER
DIRECTOR
UNIT 2111, 21/F, NEW WORLD TOWER
16-18 QUEEN'S ROAD CENTRAL
HONG KONG
Hong Kong
Tel:
+852 5808 2064
A***********@*************M
(Full email address available in API data)
Regulatory Contact
MARK E. SCHER
DIRECTOR
UNIT 2111, 21/F, NEW WORLD TOWER
16-18 QUEEN'S ROAD CENTRAL
HONG KONG
Hong Kong
Tel:
+852 5808 2064
M*********@*************M
(Full email address available in API data)
Industry Affiliates
| MASECO ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MASECO PRIVATE WEALTH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHER, MARK, E | Individual | – | DIRECTOR | 02/2016 | 25-50% |
| SCHER, ASHLEY, JO | Individual | – | DIRECTOR | 02/2016 | 25-50% |
| MATTHEWS, JOSHUA, ELI | Individual | – | SIGNIFICANT SHAREHOLDER, CONTROL PERSON | 02/2016 | 25-50% |
| SELLON, JAMES, ROBERT DUNDAS | Individual | – | SIGNIFICANT SHAREHOLDER | 02/2016 | 10-25% |