ASTRA ASSET MANAGEMENT UK LIMITED
Adviser information for ASTRA ASSET MANAGEMENT UK LIMITED last updated from Form ADV on August 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $92.4M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $92.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $87.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $4.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 79 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | MANAGEMENT FEE, PERFORMANCE FEE, COLLATERAL ADMINISTRATION FEES |
Identifiers
| SEC RIA File Number | 801-120434 |
|---|---|
| SEC ERA File Number | 801-120434 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167413 |
| Legal Entity Identifier | 213800E9IDZF28C84D82 |
Principal Office
35 KING STREETLONDON
United Kingdom
Monday - Friday, 8AM - 6PM
Tel: 0044 2031 89 9710, Fax: 0044 2031 89 9699
Chief Compliance Officer
MICHAEL HARRISON
CHIEF COMPLIANCE OFFICER
ASTRA ASSET MANAGEMENT
35 KING STREET
LONDON
United Kingdom
Tel:
0044 2031 89 9726
Fax:
0044 2031 89 9699
M***************@*************M
(Full email address available in API data)
Regulatory Contact
MICHAEL HOLDOM
DIRECTOR/COO
35 KING STREET
LONDON
United Kingdom
Tel:
0044 2031 89 9700
Fax:
0044 2031 89 9699
M*************@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASTRA CUMULATIVE RETURN INVESTMENTS 2019 LIMITED | Hedge Fund | $14.0M | $0.0M | 1 |
| ASTRA STRUCTURED CREDIT INVESTMENTS LIMITED | Hedge Fund | $153.2M | $1.0M | 28 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MATHUR, ANISH | Individual | – | DIRECTOR/CEO | 03/2013 | > 75% |
| HOLDOM, MICHAEL, GEORGE | Individual | – | DIRECTOR/COO | 04/2015 | < 5% |
| MATHUR, ANISH | Individual | ASTRA CAPITAL INTERNATIONAL LIMITED | CEO | 08/2012 | > 75% |
| MURRAY, MARK, FRANCIS | Individual | – | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | 06/2015 | < 5% |
| ASTRA CAPITAL INTERNATIONAL LIMITED | Foreign Entity | – | CORPORATE PARTNER | 04/2016 | > 75% |
| ADLER, CHRISTIAN, (NMN) | Individual | – | DIRECTOR | 05/2016 | 5-10% |
| gupta, shikha | Individual | – | DIRECTOR | 12/2018 | < 5% |