ARDEA INVESTMENT MANAGEMENT
ARDEA INVESTMENT MANAGEMENT PTY LIMITED Legal Name
Adviser information for ARDEA INVESTMENT MANAGEMENT last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 43 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $15.0B |
| Non-Discretionary | 0 | $0 |
| Total | 22 | $15.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $263.0M |
| Investment companies | 1 | $44.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $6.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $1.9B |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $1.2B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $4.8B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-120437 |
|---|---|
| SEC ERA File Number | 801-120437 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312601 |
| Legal Entity Identifier | 549300B41DHMH1TECB06 |
Principal Office
LEVEL 2, 5 MARTIN PLACESYDNEY, NSW
Australia
Monday - Friday, 8AM - 5PM
Tel: 61 2 9994 7000, Fax: None
Chief Compliance Officer
STEPHEN CLOUT
CEO/COO
LEVEL 2, 5 MARTIN PLACE
SYDNEY, NSW
Australia
Tel:
+61 (2) 9994 7000
S************@***********U
(Full email address available in API data)
Industry Affiliates
| ARDEA INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIDANTE PARTNERS ARDEA HOLDINGS PTY LIMITED | Foreign Entity | – | OWNER | 11/2008 | 50-75% |
| ALEXANDER, BENJAMIN, JOHN | Individual | ALEXANDER FAMILY INVESTMENTS PTY LTD. | OWNER | 11/2008 | > 75% |
| CHALLENGER LIMITED | Foreign Entity | CHALLENGER GROUP HOLDINGS LIMITED | OWNER | 11/2008 | > 75% |
| ALEXANDER FAMILY INVESTMENTS PTY LTD. | Foreign Entity | – | OWNER | 11/2008 | 25-50% |
| HAMLYN GROUP PTY LTD | Foreign Entity | – | OWNER | 11/2008 | 5-10% |
| S&K CLOUT NOMINEES PTY LTD | Foreign Entity | – | OWNER | 11/2008 | 5-10% |
| Hamlyn, Tamar | Individual | HAMLYN GROUP PTY LTD | OWNER | 10/2008 | > 75% |
| Clout, Stephen, Ross | Individual | S&K CLOUT NOMINEES PTY LTD | OWNER | 11/2008 | > 75% |
| ALEXANDER, BENJAMIN, JOHN | Individual | – | CO-CIO | 11/2008 | < 5% |
| Clout, Stephen, Ross | Individual | – | CEO/CCO/COO | 11/2008 | < 5% |
| Karunakaran, Gopinath | Individual | – | CO-CIO | 06/2017 | < 5% |
| FIDANTE PARTNERS HOLDINGS PTY LIMITED | Foreign Entity | FIDANTE PARTNERS ARDEA HOLDINGS PTY LIMITED | OWNER | 11/2008 | > 75% |
| CHALLENGER FUNDS MANAGEMENT HOLDINGS PTY | Foreign Entity | FIDANTE PARTNERS HOLDINGS PTY LIMITED | OWNER | 11/2008 | > 75% |
| CHALLENGER GROUP HOLDINGS LIMITED | Foreign Entity | CHALLENGER FUNDS MANAGEMENT HOLDINGS PTY | OWNER | 11/2008 | > 75% |