TIVERTON ADVISORS, LLC
Adviser information for TIVERTON ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 17 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120440 |
|---|---|
| SEC ERA File Number | 801-120440 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305331 |
| Legal Entity Identifier | None |
Principal Office
301 HILLSBOROUGH STREETSTE 1020
RALEIGH
NC
United States
Monday - Friday, 9 AM - 5PM
Tel: 919-307-4527, Fax: None
Chief Compliance Officer
DAN SCHILLACI
301 HILLSBOROUGH STREET
STE 1020
RALEIGH
NC
United States
Tel:
919-502-1596
D*********@**********G
(Full email address available in API data)
Regulatory Contact
SARAH HOLTON
CHIEF ACCOUNTING OFFICER
301 HILLSBOROUGH STREET
STE 1020
RALEIGH
NC
United States
Tel:
919-296-3024
S******@**********G
(Full email address available in API data)
Industry Affiliates
| TA MF GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| TAF 3 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TIVERTON GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TA MF LLC | Private Equity Fund | $376.5M | $0.2M | 20 |
| TIVERTON AG LEGACY HOLDINGS, LLC | Private Equity Fund | $133.1M | $0.0M | 15 |
| TIVERTON AGRIFINANCE II, LP | Private Equity Fund | $364.0M | $0.1M | 80 |
| TIVERTON AGRIFINANCE III (OFFSHORE), LP | Private Equity Fund | $280.2M | $0.0M | 30 |
| TIVERTON AGRIFINANCE III, LP | Private Equity Fund | $516.1M | $0.0M | 42 |
| TIVERTON II CIP, LP | Private Equity Fund | $36.5M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHATTLETON, DAVID, CHRISTOPHER | Individual | – | MANAGING PARTNER | 10/2012 | > 75% |
| HOLTON, SARAH, BRADY | Individual | – | CHIEF ACCOUNTING OFFICER | 01/2021 | < 5% |
| Schillaci, Daniel, Robert | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |