Hedge Fund Database

MAIA WEALTH

MAIA WEALTH, LLC Legal Name

Adviser information for MAIA WEALTH last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 30
Investment Advisory/Research 30
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 30
Licensed Agents of an Insurance Company 30
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,539 $390.0M
Non-Discretionary 16 $2.5M
Total 2,555 $392.5M

Clients

Type Number RAUM
Individuals 789 $200.5M
HNW Individuals 258 $192.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-120452
SEC ERA File Number 801-120452
SEC CIK Numbers 2010858
SEC CRD Numbers 292817
Legal Entity Identifier None

Principal Office

1401 17TH STREET
SUITE 850
DENVER
CO
United States
Monday - Friday, 8AM TO 5PM
Tel: (720) 644-8803, Fax: None

Websites

www.facebook.com/maiawealth/ www.linkedin.com/company/maiawealth/about/ www.maiawealth.com www.manafg.com www.silveroakwp.com

Chief Compliance Officer

SCOTT MAREK
MANAGING MEMBER
1401 17TH STREET
SUITE 850
DENVER
CO
United States
Tel: (720) 644-8803
(Full email address available in API data)

Regulatory Contact

CHANDLER TE VELDE
DIRECTOR OF OPERATIONS
1401 17TH STREET
SUITE 850
DENVER
CO
United States
Tel: (720) 644-8803
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MAREK FINANCIAL LLC Domestic Entity – MEMBER 12/2017 25-50%
DIMOND VENTURES LLC Domestic Entity – MEMBER 12/2017 25-50%
CTV HOLDINGS LLC Domestic Entity – MEMBER 12/2017 5-10%
MAREK, SCOTT, C Individual MAREK FINANCIAL LLC MANAGING MEMBER 12/2017 > 75%
DIMOND, DESMOND, JERMAINE Individual DIMOND VENTURES LLC MANAGING MEMBER 12/2017 > 75%
te Velde, Chandler Individual CTV HOLDINGS LLC MANAGING MEMBER 12/2017 > 75%
MAREK, SCOTT, C Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 12/2017 < 5%
BUD & THORNE, LLC Domestic Entity – MEMBER 07/2018 5-10%
Horton, Benjamin Individual BUD & THORNE, LLC MEMBER 08/2017 50-75%
Horton, Andrew Individual BUD & THORNE, LLC MEMBER 08/2017 50-75%

No. Employees, Historic

301502021202220232024202517 on 2/3/202117 on 3/12/202117 on 5/7/202117 on 5/14/202117 on 6/3/202117 on 1/17/202220 on 1/24/202220 on 1/31/202220 on 2/17/202220 on 5/9/202220 on 5/24/202220 on 7/11/202220 on 9/26/202220 on 10/31/202220 on 1/10/202329 on 3/3/202329 on 6/2/202329 on 7/27/202329 on 9/12/202330 on 3/18/2024

RAUM, Historic

400M200M020212022202320242025109547165 on 2/3/2021109547165 on 3/12/2021109547165 on 5/7/2021109547165 on 5/14/2021109547165 on 6/3/2021109547165 on 1/17/2022215631935 on 1/24/2022215631935 on 1/31/2022215631935 on 2/17/2022215631935 on 5/9/2022215631935 on 5/24/2022215631935 on 7/11/2022215631935 on 9/26/2022215631935 on 10/31/2022215631935 on 1/10/2023213541601 on 3/3/2023213541601 on 6/2/2023213541601 on 7/27/2023213541601 on 9/12/2023392454443 on 3/18/2024

No. Clients, Historic

2,0001,000020212022202320242025365 on 2/3/2021365 on 3/12/2021365 on 5/7/2021365 on 5/14/2021365 on 6/3/2021365 on 1/17/2022601 on 1/24/2022601 on 1/31/2022601 on 2/17/2022601 on 5/9/2022601 on 5/24/2022601 on 7/11/2022601 on 9/26/2022601 on 10/31/2022601 on 1/10/2023795 on 3/3/2023795 on 6/2/2023795 on 7/27/2023795 on 9/12/20231047 on 3/18/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 254K 2K 0
ABBVIE INC COM 474K 3K 0
ADOBE INC COM 1M 2K 0
ADT INC DEL COM 93K 13K 0
ADVANCED MICRO DEVICES INC COM 223K 1K 0
AIR PRODS & CHEMS INC COM 988K 4K 0
ALPHABET INC CAP STK CL A 5M 29K 0
ALPHABET INC CAP STK CL C 781K 4K 0
ALTRIA GROUP INC COM 277K 6K 0
AMAZON COM INC COM 4M 22K 0
AMERICAN ELEC PWR CO INC COM 274K 3K 0
AMERICAN EXPRESS CO COM 286K 1K 0
ANALOG DEVICES INC COM 271K 1K 0
APPLE INC COM 5M 22K 0
AUTODESK INC COM 1M 4K 0
BANK AMERICA CORP COM 606K 14K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 829K 2K 0
BLACKROCK ETF TRUST US CARBON TRANS 1M 18K 0
BLACKROCK ETF TRUST US EQT FACTOR 7M 151K 0
BLACKROCK ETF TRUST II FLEXIBLE INCOME 279K 5K 0
BLACKSTONE INC COM 228K 2K 0
BLACKSTONE MTG TR INC COM CL A 321K 17K 0
BOOKING HOLDINGS INC COM 3M 752 0
BROADCOM INC COM 258K 2K 0
CARMAX INC COM 1M 18K 0
CENCORA INC COM 2M 7K 0
CHECK POINT SOFTWARE TECH LT ORD 1M 7K 0
CHEVRON CORP NEW COM 548K 3K 0
CISCO SYS INC COM 306K 6K 0
COMCAST CORP NEW CL A 269K 7K 0
CONOCOPHILLIPS COM 302K 3K 0
COSTCO WHSL CORP NEW COM 301K 354 0
CVS HEALTH CORP COM 694K 12K 0
DEERE & CO COM 379K 1K 0
DEVON ENERGY CORP NEW COM 249K 5K 0
DIAGEO PLC SPON ADR NEW 909K 7K 0
DISNEY WALT CO COM 1M 14K 0
ECOLAB INC COM 636K 3K 0
ELEVANCE HEALTH INC COM 2M 4K 0
ELI LILLY & CO COM 2M 2K 0
EMERSON ELEC CO COM 331K 3K 0
ENTERPRISE PRODS PARTNERS L COM 226K 8K 0
EQUINOR ASA SPONSORED ADR 317K 12K 0
EXXON MOBIL CORP COM 784K 7K 0
FIDELITY NATL INFORMATION SV COM 394K 5K 0
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 227K 4K 0
FIRST TR EXCH TRADED FD III INSTL PFD SECS 896K 48K 0
FIRST TR EXCHANGE TRADED FD GROWTH STRENGTH 2M 78K 0
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 482K 10K 0
FIRST TR EXCHANGE-TRADED FD CORE INVESTMENT 611K 29K 0
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 3M 82K 0
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 593K 12K 0
FIRST TR EXCHANGE-TRADED FD LIMITED DURATION 844K 45K 0
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 1M 21K 0
FIRST TR EXCHANGE-TRADED FD LNG DUR OPRTUN 880K 41K 0
FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 746K 5K 0
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 3M 125K 0
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 2M 49K 0
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 2M 78K 0
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 617K 25K 0
FIRST TR VALUE LINE DIVID IN SHS 230K 5K 0
FISERV INC COM 910K 6K 0
FORD MTR CO DEL COM 152K 11K 0
FS KKR CAP CORP COM 11M 519K 0
GLOBAL X FDS NASDAQ 100 COVER 223K 12K 0
GOLDMAN SACHS ETF TR ACTIVEBETA INT 2M 57K 0
GOLDMAN SACHS ETF TR ACCESS US AGRAT 1M 27K 0
GOLDMAN SACHS ETF TR ACTIVEBETA US 459K 7K 0
GOLDMAN SACHS ETF TR ACCES TREASURY 306K 3K 0
GOLDMAN SACHS ETF TR ACTIVEBETA EME 479K 14K 0
GOLDMAN SACHS ETF TR MARKETBETA US EQ 4M 50K 0
GOLDMAN SACHS ETF TR ACTIVEBETA WRLD 230K 5K 0
GOLDMAN SACHS ETF TR ACCESS INFLATI 239K 5K 0
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 2M 18K 0
GOLDMAN SACHS ETF TR ACCESS INVT GR 313K 7K 0
HONEYWELL INTL INC COM 230K 1K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 237K 6K 0
INNOVATOR ETFS TRUST UNCAPPED ACCLRTD 307K 8K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 255K 6K 0
INNOVATOR ETFS TRUST PREM INCM 20 BAR 1M 51K 0
INNOVATOR ETFS TRUST US EQT PWR BUF 222K 6K 0
INNOVATOR ETFS TRUST US EQUITY ACCELE 301K 9K 0
INNOVATOR ETFS TRUST EQUITY DEFINED 3M 136K 0
INNOVATOR ETFS TRUST EQUITY DEF PROTN 1M 37K 0
INNOVATOR ETFS TRUST DEFINED WLT SHLD 314K 10K 0
INNOVATOR ETFS TRUST PREM INC 20 BARR 1M 47K 0
INNOVATOR ETFS TRUST GROWTH ACCELERAT 376K 12K 0
INNOVATOR ETFS TRUST US EQT ULTRA BF 285K 8K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 220K 6K 0
INTEL CORP COM 241K 7K 0
INTERNATIONAL BUSINESS MACHS COM 225K 1K 0
INVESCO DB COMMDY INDX TRCK UNIT 788K 34K 0
INVESCO QQQ TR UNIT SER 1 780K 2K 0
IQVIA HLDGS INC COM 3M 12K 0
IRON MTN INC DEL COM 215K 2K 0
ISHARES GOLD TR ISHARES NEW 585K 13K 0
ISHARES INC MSCI EMRG CHN 3M 46K 0
ISHARES INC CORE MSCI EMKT 5M 99K 0
ISHARES INC ESG AWR MSCI EM 1M 31K 0
ISHARES INC MSCI CDA ETF 412K 11K 0
ISHARES TR CORE HIGH DV ETF 200K 2K 0
ISHARES TR MSCI USA MMENTM 1M 7K 0
ISHARES TR US INFRASTRUC 2M 38K 0
ISHARES TR EAFE GRWTH ETF 10M 94K 0
ISHARES TR 20 YR TR BD ETF 2M 21K 0
ISHARES TR EAFE VALUE ETF 8M 149K 0
ISHARES TR CORE S&P500 ETF 9M 15K 0
ISHARES TR S&P 500 GRWT ETF 10M 100K 0
ISHARES TR CORE MSCI EAFE 1M 19K 0
ISHARES TR S&P 500 VAL ETF 4M 21K 0
ISHARES TR ESG AWRE USD ETF 345K 15K 0
ISHARES TR MBS ETF 2M 18K 0
ISHARES TR CORE S&P MCP ETF 339K 6K 0
ISHARES TR U.S. TECH ETF 5M 33K 0
ISHARES TR MSCI KLD400 SOC 902K 8K 0
ISHARES TR JPMORGAN USD EMG 265K 3K 0
ISHARES TR US HLTHCARE ETF 205K 3K 0
ISHARES TR EAFE SML CP ETF 238K 4K 0
ISHARES TR SHRT NAT MUN ETF 282K 3K 0
ISHARES TR ESG MSCI USA ETF 740K 15K 0
ISHARES TR HDG MSCI EAFE 1M 39K 0
ISHARES TR NATIONAL MUN ETF 2M 18K 0
ISHARES TR MSCI USA MIN VOL 1M 17K 0
ISHARES TR MSCI USA QLT FCT 10M 58K 0
ISHARES TR TIPS BD ETF 221K 2K 0
ISHARES TR S&P 100 ETF 336K 1K 0
ISHARES TR CORE TOTAL USD 5M 99K 0
ISHARES TR CORE S&P SCP ETF 1M 9K 0
ISHARES TR US TREAS BD ETF 248K 11K 0
ISHARES TR ESG EAFE ETF 373K 5K 0
ISHARES TR TRS FLT RT BD 280K 6K 0
ISHARES TR CORE US AGGBD ET 833K 8K 0
ISHARES TR ESG AWR MSCI USA 6M 48K 0
ISHARES TR AGGRES ALLOC ETF 601K 8K 0
J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 215K 3K 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 3M 62K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 33K 0
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 215K 4K 0
JOHNSON & JOHNSON COM 533K 4K 0
JPMORGAN CHASE & CO. COM 859K 4K 0
KINDER MORGAN INC DEL COM 208K 10K 0
LOCKHEED MARTIN CORP COM 2M 4K 0
LOWES COS INC COM 487K 2K 0
MASTERCARD INCORPORATED CL A 3M 6K 0
MCDONALDS CORP COM 368K 1K 0
MERCK & CO INC COM 454K 4K 0
META PLATFORMS INC CL A 4M 8K 0
MICROSOFT CORP COM 6M 14K 0
MONDELEZ INTL INC CL A 208K 3K 0
NETFLIX INC COM 437K 666 0
NORFOLK SOUTHN CORP COM 227K 997 0
NUCOR CORP COM 279K 2K 0
NUSHARES ETF TR NUVEEN ESG INTL 364K 11K 0
NUSHARES ETF TR NUVEEN ESG LRGVL 399K 10K 0
NUSHARES ETF TR NUVEEN ESG LRGCP 519K 6K 0
NVIDIA CORPORATION COM 2M 13K 0
ORACLE CORP COM 589K 4K 0
OXFORD LANE CAP CORP COM 95K 17K 0
PALO ALTO NETWORKS INC COM 627K 2K 0
PAYPAL HLDGS INC COM 374K 6K 0
PEPSICO INC COM 327K 2K 0
PFIZER INC COM 372K 13K 0
PHILIP MORRIS INTL INC COM 268K 3K 0
PROCTER AND GAMBLE CO COM 549K 3K 0
PURE STORAGE INC CL A 604K 9K 0
QUALCOMM INC COM 2M 8K 0
SALESFORCE INC COM 814K 3K 0
SCHWAB CHARLES CORP COM 3M 34K 0
SCHWAB STRATEGIC TR US AGGREGATE B 2M 53K 0
SCHWAB STRATEGIC TR US SML CAP ETF 213K 4K 0
SCHWAB STRATEGIC TR US REIT ETF 375K 18K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 445K 4K 0
SCHWAB STRATEGIC TR INTL EQTY ETF 573K 14K 0
SCHWAB STRATEGIC TR INTL SCEQT ETF 242K 7K 0
SCHWAB STRATEGIC TR MUN BD ETF 422K 8K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 6M 87K 0
SCHWAB STRATEGIC TR FUNDAMENTAL US L 327K 5K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 476K 6K 0
SELECT SECTOR SPDR TR TECHNOLOGY 691K 3K 0
SELECT SECTOR SPDR TR ENERGY 248K 3K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 432K 11K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 766K 21K 0
SPDR S&P 500 ETF TR TR UNIT 2M 3K 0
SPDR SER TR PORTFOLIO INTRMD 233K 7K 0
SPDR SER TR PORTFOLIO SH TSR 268K 9K 0
SPDR SER TR PORTFOLIO S&P500 38M 573K 0
SPDR SER TR PORTFOLIO LN TSR 467K 17K 0
SPDR SER TR S&P 600 SMCP VAL 238K 3K 0
SPDR SER TR PRTFLO S&P500 VL 508K 10K 0
SPDR SER TR BLOOMBERG 1-3 MO 203K 2K 0
SPDR SER TR PORTFOLIO AGRGTE 273K 11K 0
SPDR SER TR PORTFOLIO S&P600 222K 5K 0
SSGA ACTIVE TR SPDR SSGA US SCT 313K 6K 0
STARBUCKS CORP COM 799K 11K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 3M 16K 0
TAKE-TWO INTERACTIVE SOFTWAR COM 509K 3K 0
TESLA INC COM 688K 3K 0
UNITEDHEALTH GROUP INC COM 1M 3K 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 521K 2K 0
VANGUARD BD INDEX FDS LONG TERM BOND 913K 13K 0
VANGUARD BD INDEX FDS SHORT TRM BOND 640K 8K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 479K 7K 0
VANGUARD BD INDEX FDS INTERMED TERM 353K 5K 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 206K 4K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 4M 7K 0
VANGUARD INDEX FDS SMALL CP ETF 749K 3K 0
VANGUARD INDEX FDS TOTAL STK MKT 899K 3K 0
VANGUARD INDEX FDS VALUE ETF 2M 15K 0
VANGUARD INDEX FDS GROWTH ETF 4M 9K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 30K 0
VANGUARD MALVERN FDS STRM INFPROIDX 302K 6K 0
VANGUARD MUN BD FDS TAX EXEMPT BD 2M 48K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 250K 3K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 4M 72K 0
VANGUARD WORLD FD INF TECH ETF 657K 1K 0
VANGUARD WORLD FD MEGA CAP INDEX 256K 1K 0
VEEVA SYS INC CL A COM 560K 3K 0
VERIZON COMMUNICATIONS INC COM 309K 8K 0
VISA INC COM CL A 2M 8K 0
WALMART INC COM 510K 7K 0
WARNER BROS DISCOVERY INC COM SER A 127K 17K 0
WASTE MGMT INC DEL COM 263K 1K 0
WELLS FARGO CO NEW COM 225K 4K 0
WESTWATER RES INC COM NEW 9K 18K 0