SEPHIRA INVESTMENT ADVISORS (UK) LIMITED
Adviser information for SEPHIRA INVESTMENT ADVISORS (UK) LIMITED last updated from Form ADV on November 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $113.1M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $113.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $113.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 64 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-120455 |
|---|---|
| SEC ERA File Number | 801-120455 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293524 |
| Legal Entity Identifier | 213800TKDRSTXEUMR559 |
Principal Office
4TH FLOOR, GROVE HOUSE248A MARYLEBONE ROAD
LONDON
United Kingdom
Monday - Friday, 09:00-17:30
Tel: 44 (0) 203 598 5419, Fax: None
Websites
Chief Compliance Officer
TREVOR KENSIT
CHIEF OPERATING OFFICER
4TH FLOOR, GROVE HOUSE
248A MARYLEBONE ROAD
LONDON
United Kingdom
Tel:
+44 2035985419
T************@*************M
(Full email address available in API data)
Regulatory Contact
JASON MITRA
DIRECTOR
4TH FLOOR, GROVE HOUSE
248A MARYLEBONE ROAD
248A MARYLEBONE ROAD
United Kingdom
Tel:
+44 2035985417
J**********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SEPHIRA GEM ABSOLUTE RETURN UCITS FUND, A SUB FUND OF SEPHIRA GEM UCITS ICAV | Hedge Fund | $26.3M | $0.1M | 14 |
| SEPHIRA GEM LONG ONLY UCITS FUND, A SUB FUND OF SEPHIRA GEM UCITS ICAV | Hedge Fund | $20.9M | $0.1M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MITRA, JASON, NATH | Individual | – | DIRECTOR, CHIEF INVESTMENT OFFICER | 01/2018 | 5-10% |
| CAPITALWORKS INVESTMENT PARTNERS HOLDINGS LIMITED | Foreign Entity | – | FINANCIAL HOLDING COMPANY | 01/2018 | > 75% |
| CASSIA INVESTMENT HOLDINGS LIMITED | Foreign Entity | CAPITALWORKS INVESTMENT PARTNERS HOLDINGS LIMITED | FINANCIAL HOLDINGS COMPANY | 01/2018 | > 75% |
| THE MINTHE TRUST | Foreign Entity | CASSIA INVESTMENT HOLDINGS LIMITED | TRUST | 01/2018 | > 75% |
| MAITLAND TRUSTEES AS TRUSTEE OF THE MINTHE TRUST | Foreign Entity | THE MINTHE TRUST | TRUSTEE | 01/2018 | |
| HART, ANDREW, MICHAEL | Individual | – | DIRECTOR | 04/2019 | < 5% |
| Maskara, Amit, Ashok | Individual | – | DEPUTY CHIEF INVESTMENT OFFICER | 08/2019 | < 5% |
| KENSIT, TREVOR, NEIL | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 12/2019 | < 5% |