ARCHAMBO FINANCIAL ADVISORS, INC.
Adviser information for ARCHAMBO FINANCIAL ADVISORS, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 215 | $158.0M |
| Non-Discretionary | 0 | $0 |
| Total | 215 | $158.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 170 | $60.2M |
| HNW Individuals | 45 | $97.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 215 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-120463 |
|---|---|
| SEC ERA File Number | 801-120463 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129927 |
| Legal Entity Identifier | None |
Principal Office
310 SOUTH OSAGEBARTLESVILLE
OK
United States
Monday - Friday, 8:00 AM - 5:00 PM(M-TH); 8:00 AM - 4:00 PM (FR)
Tel: 918-336-2222, Fax: 918-336-2214
Websites
Chief Compliance Officer
AARON ARCHAMBO
PRESIDENT
310 S. OSAGE AVE
BARTLESVILLE
OK
United States
Tel:
918-336-2222
Fax:
918-336-2214
A****@********************M
(Full email address available in API data)
Industry Affiliates
| STOTTS, ARCHAMBO, MUEGGENBORG & BARCLAY, P.C., CPAS | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARCHAMBO, AARON, SCOTT | Individual | – | CCO | 01/2016 | > 75% |