D'ARCY CAPITAL MANAGEMENT, LLC
Adviser information for D'ARCY CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 253 | $159.3M |
Non-Discretionary | 0 | $0 |
Total | 253 | $159.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 53 | $16.6M |
HNW Individuals | 29 | $121.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $5.1M |
Charitable organizations | <5 | $875,073 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 6 | $15.5M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-120475 |
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SEC ERA File Number | 801-120475 |
SEC CIK Numbers | None |
SEC CRD Numbers | 156264 |
Legal Entity Identifier | None |
Principal Office
12625 HIGH BLUFF DRIVESUITE 314
SAN DIEGO
CA
United States
Monday - Friday, 7:30 A.M. - 5:00 P.M.
Tel: 858-461-4391, Fax: 858-914-1136
Chief Compliance Officer
CHRISTOPHER BRETT D'ARCY
MANAGING MEMBER
12625 HIGH BLUFF DRIVE
SUITE 314
SAN DIEGO
CA
United States
Tel:
858-461-4390
Fax:
858-914-1136
B****@***************M
(Full email address available in API data)
Regulatory Contact
KRYSTA N. CORDILL
MEMBER
12625 HIGH BLUFF DRIVE
SUITE 314
SAN DIEGO
CA
United States
Tel:
858-461-4390
Fax:
858-914-1136
K*****@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DARCY, CHRISTOPHER, BRETT | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/2011 | > 75% |
Kelly, KRYSTA, NOELLE | Individual | – | MEMBER | 01/2011 | 10-25% |