EDGEWATER PRO SPORTS FINANCIAL
HENSON-EDGEWATER MANAGEMENT, LLC Legal Name
Adviser information for EDGEWATER PRO SPORTS FINANCIAL last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 560 | $151.0M |
| Non-Discretionary | 0 | $0 |
| Total | 560 | $151.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 389 | $151.0M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-120479 |
|---|---|
| SEC ERA File Number | 801-120479 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 135316 |
| Legal Entity Identifier | None |
Principal Office
36855 AMERICAN WAY, SUITE FAVON
OH
United States
Monday - Friday, 9:00A.M.-5:00P.M.
Tel: 440-934-2195, Fax: 440-934-2196
Websites
Chief Compliance Officer
DAVID SZAFRANSKI
MEMBER/CHIEF COMPLIANCE OFFICER
36855 AMERICAN WAY, SUITE F
AVON
OH
United States
Tel:
440-934-2195
Fax:
440-934-2196
D****@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HENSON, DREW | Individual | – | MEMBER | 04/2011 | 25-50% |
| SZAFRANSKI, DAVID, ALLEN | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 04/2005 | 25-50% |
| HENSON, DAN | Individual | – | MEMBER | 04/2005 | 25-50% |