AMUNI FINANCIAL, INC.
Adviser information for AMUNI FINANCIAL, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 21 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $9.2M |
| Non-Discretionary | 359 | $121.7M |
| Total | 368 | $130.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 143 | $40.8M |
| HNW Individuals | 108 | $89.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $326,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsFINANCIAL PLANNING SERVICES AVAILABLE THROUGH CLEARING AGENT AGREEMENT |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 54,000 |
| Both for Same | 130.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ASSET ADVISOR | AMUNI FINANCIAL, INC. |
| FUNDSOURCE | WELLS FARGO CLEARING SERVICES, LLC |
| PRIVATE INVESTMENT MANAGEMENT (PIM) | WELLS FARGO CLEARING SERVICES, LLC |
Identifiers
| SEC RIA File Number | 801-120481 |
|---|---|
| SEC ERA File Number | 801-120481 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 8365 |
| Legal Entity Identifier | None |
Principal Office
720 SECOND AVE SST PETERSBURG
FL
United States
Monday - Friday, 8 A.M. TO 5 P.M.
Tel: 727-825-0522, Fax: 727-898-1320
Chief Compliance Officer
MICHAEL PETAGNA
PRESIDENT & CHIEF COMPLIANCE OFFICER
PO BOX 11749
SAINT PETERSBURG
FL
United States
Tel:
800-868-6864
Fax:
727-898-1320
M******@********M
(Full email address available in API data)
Regulatory Contact
ALAN MARSH
VICE PRESIDENT
720 SECOND AVE SOUTH
ST. PETERSBURG
FL
United States
Tel:
727-825-0522
Fax:
727-898-1320
A***@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETAGNA, MICHAEL COOPER | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2016 | 50-75% |
| DONOHUE, MARK KEVIN | Individual | – | SR. VICE PRESIDENT | 12/1980 | 5-10% |
| ABELMAN, JARED B | Individual | – | SR. VICE PRESIDENT | 03/2016 | 10-25% |
| ABELMAN, STEPHEN CHARLES | Individual | – | SENIOR TRADER | 03/2016 | 5-10% |
| KNIGHTON, EMILY RUTH | Individual | – | CHIEF FINANCIAL OFFICER | 07/2016 | < 5% |