STAIRS FINANCIAL
FUTURE HOME INVESTMENT ACCOUNTS INC. Legal Name
Adviser information for STAIRS FINANCIAL last updated from Form ADV on March 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $31,281 |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $31,281 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 14 | $31,281 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 31,281 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FUTURE HOME INVESTMENT ACCOUNTS INC. WRAP FEE PROGRAM | STAIRS FINANCIAL |
Identifiers
| SEC RIA File Number | 801-120490 |
|---|---|
| SEC ERA File Number | 801-120490 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311572 |
| Legal Entity Identifier | None |
Principal Office
169 MADISON AVE#2238
NEW YORK
NY
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 646-326-2402, Fax: N/A
Websites
Chief Compliance Officer
MALCOLM-WILEY FLOYD
CEO & CHIEF COMPLIANCE OFFICER
169 MADISON AVE
#2238
NEW YORK
NY
United States
Tel:
646-326-2402
Fax:
N/A
M*@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLOYD, MALCOLM-WILEY, T | Individual | – | CEO & CHIEF COMPLIANCE OFFICER | 02/2020 | > 75% |
| FRITZ, SCOTT, GREGORY | Individual | – | CTO & SHAREHOLDER | 09/2020 | 25-50% |