SKY-MOUNTAIN CAPITAL MANAGEMENT
SKY-MOUNTAIN CAPITAL MANAGEMENT, INC. Legal Name
Adviser information for SKY-MOUNTAIN CAPITAL MANAGEMENT last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 506 | $148.1M |
| Non-Discretionary | 2 | $156,000 |
| Total | 508 | $148.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $11.1M |
| HNW Individuals | 111 | $136.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $1.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 23 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-120497 |
|---|---|
| SEC ERA File Number | 801-120497 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312915 |
| Legal Entity Identifier | None |
Principal Office
251 NORTHWOOD WAYSUITE H
KETCHUM
ID
United States
Monday - Friday, 8 AM - 4 PM
Tel: 208-471-4261, Fax: None
Websites
Chief Compliance Officer
THOMAS E. NELSON III
PRESIDENT
251 NORTHWOOD WAY
SUITE H
KETCHUM
ID
United States
Tel:
503-704-8238
T************@**********************M
(Full email address available in API data)
Regulatory Contact
DOUGLASS MCCRAE
COMPLIANCE CONSULTANT
2835 82ND AVE SE #300
SUITE 100
MERCER ISLAND
WA
United States
Tel:
2068383694
D**************@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NELSON, THOMAS, E | Individual | – | PRESIDENT/CCO | 01/2021 | > 75% |