GROWSTRONG WEALTH STRATEGIES
GROWSTRONG WEALTH STRATEGIES, LLC Legal Name
Adviser information for GROWSTRONG WEALTH STRATEGIES last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 754 | $89.0M |
| Non-Discretionary | 43 | $5.8M |
| Total | 797 | $94.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 371 | $41.5M |
| HNW Individuals | 17 | $29.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $23.8M |
| Charitable organizations | <5 | $570,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSOLICITOR FEES |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-120506 |
|---|---|
| SEC ERA File Number | 801-120506 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308299 |
| Legal Entity Identifier | None |
Principal Office
736 WHALERS WAYSUITE G100
FORT COLLINS
CO
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 866-535-2774, Fax: None
Chief Compliance Officer
GINA WAITE
PARTNER/CCO
736 WHALERS WAY
SUITE G100
FORT COLLINS
CO
United States
Tel:
866-535-2774
G***@*******************M
(Full email address available in API data)
Regulatory Contact
CLAYTON OLSON
PARTNER
736 WHALERS WAY
SUITE G100
FORT COLLINS
CO
United States
Tel:
866-535-2774
C***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OLSON, CLAYTON, JON | Individual | – | PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | 02/2020 | 25-50% |
| WAITE, GINA, MARIE | Individual | – | PARTNER/CHIEF COMPLIANCE OFFICER | 01/2024 | 25-50% |
| UTZINGER, ERIK, DOUGLAS | Individual | – | PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | 12/2021 | 25-50% |