KENSINGTON FINANCIAL GROUP, INC.
Adviser information for KENSINGTON FINANCIAL GROUP, INC. last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 403 | $120.6M |
| Non-Discretionary | 93 | $3.5M |
| Total | 496 | $124.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 447 | $64.2M |
| HNW Individuals | 49 | $59.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120510 |
|---|---|
| SEC ERA File Number | 801-120510 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127658 |
| Legal Entity Identifier | None |
Principal Office
326 SOUTH MAIN STREETWINSTON-SALEM
NC
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 336-712-9743, Fax: 336-712-9742
Chief Compliance Officer
CHRISTOPHER MICHAEL HAGGERSON
326 SOUTH MAIN STREET
WINSTON-SALEM
NC
United States
Tel:
336-283-0087
Fax:
336-712-9742
C****@***************M
(Full email address available in API data)
Regulatory Contact
BRETT NELSON
PRESIDENT & CEO
326 SOUTH MAIN STREET
WINSTON-SALEM
NC
United States
Tel:
336-712-9743
Fax:
336-712-9742
B****@***************M
(Full email address available in API data)
Industry Affiliates
| HAGGERSON ENTERPRISES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NELSON, BRETT, WILLIAM | Individual | – | PRESIDENT & CEO | 06/2003 | 50-75% |
| DINKINS, BEVERLY, SHORE | Individual | – | SHAREHOLDER | 12/2004 | < 5% |
| Haggerson, Christopher, Michael | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |
| Nelson, Debra | Individual | – | SHAREHOLDER | 01/2023 | 25-50% |