OFF THE CHAIN CAPITAL, LLC
Adviser information for OFF THE CHAIN CAPITAL, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $204.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $204.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $204.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120517 |
|---|---|
| SEC ERA File Number | 801-120517 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309867 |
| Legal Entity Identifier | None |
Principal Office
10337 LOS FELIZGOLDEN OAK
FL
United States
Monday - Friday, 8 AM TO 6 PM
Tel: 618-910-3560, Fax: None
Chief Compliance Officer
NANCY J. TYMINSKI
1 ALLEGHENY SQUARE E
#800
PITTSBURGH
PA
United States
Tel:
(609) 876-8417
N****@******************L
(Full email address available in API data)
Regulatory Contact
BRIAN M DIXON
CHIEF EXECUTIVE OFFICER
10337 LOS FELIZ
GOLDEN OAK
FL
United States
Tel:
314-566-7342
D****@******************L
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OFF THE CHAIN, LP | Hedge Fund | $204.3M | $0.5M | 219 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ESTES, BRIAN, LEE | Individual | – | CHIEF INVESTMENT OFFICER, MANAGING MEMBER | 06/2019 | 10-25% |
| Dixon, Brian, Michael | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2024 | 10-25% |
| Siegel, Tom, Wayne | Individual | – | CHIEF FINANCIAL OFFICER | 04/2021 | 5-10% |
| Tyminski, Nancy, Jean | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |