HERCULES ADVISER LLC
Adviser information for HERCULES ADVISER LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $441.7M |
| Non-Discretionary | 2 | $638.5M |
| Total | 3 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120524 |
|---|---|
| SEC ERA File Number | 801-120524 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310662 |
| Legal Entity Identifier | 549300P4FDYC1Z02Z971 |
Principal Office
1 NORTH B STREETSUITE 2000
SAN MATEO
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM PST
Tel: 650-289-3060, Fax: 650-473-9194
Chief Compliance Officer
KIERSTEN ZAZA BOTELHO
31 ST JAMES AVE
SUITE #1005
BOSTON
MA
United States
Tel:
857-202-5388
K*******@*******M
(Full email address available in API data)
Industry Affiliates
| HERCULES PRIVATE GLOBAL VENTURE GROWTH FUND GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
| HERCULES VENTURE GROWTH CREDIT OPPORTUNITIES FUND GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HERCULES PRIVATE CREDIT FUND 1, L.P. | Hedge Fund | $536.6M | $0.0M | 2 |
| HERCULES PRIVATE GLOBAL VENTURE GROWTH FUND I L.P. | Hedge Fund | $441.7M | $0.0M | 10 |
| HERCULES VENTURE GROWTH CREDIT OPPORTUNITIES FUND 1 L.P. | Hedge Fund | $101.9M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLUESTEIN, SCOTT | Individual | – | CHIEF EXECUTIVE OFFICER; SOLE MANAGER | 05/2020 | < 5% |
| MEYER, SETH, HARDY | Individual | – | CHIEF FINANCIAL OFFICER | 05/2020 | < 5% |
| HERCULES CAPITAL MANAGEMENT LLC | Domestic Entity | – | SOLE MEMBER | 05/2020 | > 75% |
| HERCULES CAPITAL, INC. | Domestic Entity | HERCULES CAPITAL MANAGEMENT LLC | SOLE MEMBER | 06/2020 | > 75% |
| Botelho, Kiersten, Zaza | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |