Hedge Fund Database

CAPITAL CS GROUP, LLC

Adviser information for CAPITAL CS GROUP, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 409 $110.7M
Non-Discretionary 22 $18.8M
Total 431 $129.5M

Clients

Type Number RAUM
Individuals 103 $34.9M
HNW Individuals 25 $77.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $682,479
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 14 $16.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 6
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPORTFOLIO MONITORING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-120526
SEC ERA File Number 801-120526
SEC CIK Numbers 1830008
SEC CRD Numbers 304523
Legal Entity Identifier None

Principal Office

15375 BARRANCA PARKWAY
SUITE G-110
IRVINE
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 949-447-5405, Fax: None

Websites

www.instagram.com/capitalcsgroup/ www.facebook.com/capitalcsgroup/ www.capitalcsgroup.com www.linkedin.com/company/capital-cs-group-llc/?viewasmember=true linkedin.com/in/amy-mcginnis-5b8230114 www.linkedin.com/in/jessica-mcconnell-731371136/ www.linkedin.com/in/todd-carbone-816370136/ twitter.com/capitalcsgroup1 www.youtube.com/channel/ucnkhx5upd_qinkknqy_62ng/featured www.facebook.com/amy.blackburn/

Chief Compliance Officer

JESSICA MCCONNELL
MANAGING DIRECTOR
15375 BARRANCA PARKWAY
SUITE G-110
IRVINE
CA
United States
Tel: 949-447-5405
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MCCONNELL, JESSICA, ANN Individual – MANAGING PARTNER & CHIEF COMPLIANCE OFFICER 10/2019 50-75%
CARBONE, TODD, JARED Individual – MANAGING PARTNER & SENIOR PORTFOLIO MANAGER 01/2022 50-75%

No. Employees, Historic

1050202120222023202420253 on 2/11/20214 on 3/1/20224 on 9/15/20223 on 3/3/20233 on 4/21/20233 on 7/20/20233 on 9/19/20233 on 3/12/2024

RAUM, Historic

200M100M020212022202320242025128949953 on 2/11/2021160765375 on 3/1/2022160765375 on 9/15/2022122241731 on 3/3/2023122241731 on 4/21/2023122241731 on 7/20/2023122241731 on 9/19/2023129503366 on 3/12/2024

No. Clients, Historic

300150020212022202320242025278 on 2/11/2021123 on 3/1/2022123 on 9/15/2022130 on 3/3/2023130 on 4/21/2023130 on 7/20/2023130 on 9/19/2023143 on 3/12/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 107K 10K –
ADVANCED MICRO DEVICES INC COM 17K 24K –
ALPHABET INC CAP STK CL C 626K 3K –
ALTRIA GROUP INC COM 1M 25K –
AMAZON COM INC COM 752K 4K –
APPLE INC COM 2M 7K –
APPLE INC COM 139K 13K –
BARCLAYS BANK PLC IPTH SR B S&P 380K 35K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 793K 2K –
CALAMOS CONV OPPORTUNITIES & SH BEN INT 294K 25K –
CALAMOS DYNAMIC CONV & INCOM COM 640K 29K –
CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 438K 26K –
CARNIVAL CORP UNIT 99/99/9999 86K 49K –
CHEVRON CORP NEW COM 44K 24K –
CHIPOTLE MEXICAN GRILL INC COM 266K 4K –
CINTAS CORP COM 644K 920 –
CORNERSTONE STRATEGIC VALUE COM 313K 41K –
DELL TECHNOLOGIES INC CL C 592K 4K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 236K 7K –
DIREXION SHS ETF TR DAILY MSFT 2X SH 314K 6K –
DIREXION SHS ETF TR DLY FIN BULL NEW 374K 4K –
DISNEY WALT CO COM 253K 3K –
DRAFTKINGS INC NEW COM CL A 70K 31K –
E L F BEAUTY INC COM 674K 3K –
EATON VANCE TAX-MANAGED BUY- COM 140K 10K –
EATON VANCE TAX-MANAGED GLOB COM 217K 26K –
EATON VANCE TAX-MANAGED GLOB COM 122K 14K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 271K 6K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 391K 8K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 373K 7K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 3M 106K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 4M 134K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 2M 76K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 85K 13K –
GENERAL MTRS CO COM 82K 137K –
GLOBAL X FDS ARTIFICIAL ETF 224K 6K –
GUGGENHEIM STRATEGIC OPPORTU COM SBI 254K 17K –
HANCOCK JOHN TAX-ADVANTAGED COM 252K 12K –
HUBSPOT INC COM 376K 638 –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 1M 32K –
INVESCO QQQ TR UNIT SER 1 298K 622 –
ISHARES TR 20 YR TR BD ETF 297K 3K –
ISHARES TR CORE HIGH DV ETF 228K 2K –
ISHARES TR EXPANDED TECH 249K 3K –
ISHARES TR ISHARES SEMICDTR 589K 2K –
ISHARES TR US HOME CONS ETF 247K 2K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 243K 4K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 330K 6K –
JANUS DETROIT STR TR B-BBB CLO ETF 266K 5K –
KIMBERLY-CLARK CORP COM 207K 2K –
LAM RESEARCH CORP COM 615K 578 –
MAKEMYTRIP LIMITED MAURITIUS SHS 656K 8K –
META PLATFORMS INC CL A 620K 1K –
META PLATFORMS INC CL A 522K 52K –
MICROSOFT CORP COM 910K 2K –
NEW YORK CMNTY BANCORP INC COM 94K 90K –
NEWMONT CORP COM 232K 63K –
NOVO-NORDISK A S ADR 569K 75K –
NU HLDGS LTD ORD SHS CL A 684K 53K –
NU HLDGS LTD ORD SHS CL A 213K 93K –
NVIDIA CORPORATION COM 211K 57K –
OCUGEN INC COM 16K 10K –
PALO ALTO NETWORKS INC COM 121K 25K –
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 273K 20K –
PIMCO DYNAMIC INCOME FD SHS 280K 15K –
PINTEREST INC CL A 592K 13K –
SALESFORCE INC COM 212K 3K –
SELECT SECTOR SPDR TR COMMUNICATION 265K 3K –
SELECT SECTOR SPDR TR ENERGY 54K 138K –
SELECT SECTOR SPDR TR FINANCIAL 422K 10K –
SNAP INC CL A 95K 250K –
SPDR DOW JONES INDL AVERAGE UT SER 1 415K 1K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 247K 7K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 228K 6K –
SPDR S&P 500 ETF TR TR UNIT 2M 3K –
SPDR SER TR BLOOMBERG 1-3 MO 670K 7K –
SPDR SER TR BLOOMBERG EMERGI 432K 22K –
SPDR SER TR BLOOMBERG HIGH Y 868K 9K –
SPDR SER TR PORTFOLIO AGRGTE 359K 14K –
SPDR SER TR S&P INS ETF 215K 4K –
SPDR SER TR S&P REGL BKG 24K 75K –
SPOTIFY TECHNOLOGY S A SHS 810K 3K –
SPX TECHNOLOGIES INC COM 662K 5K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 251K 6K –
SSGA ACTIVE TR SPDR SSGA US SCT 420K 8K –
STIFEL FINL CORP COM 614K 7K –
SUNRUN INC COM 231K 20K –
TESLA INC COM 213K 1K –
TG THERAPEUTICS INC COM 312K 18K –
TIDAL TR II YIELDMAX NVDA 911K 31K –
T-MOBILE US INC COM 456K 3K –
TRANSMEDICS GROUP INC COM 659K 4K –
UNITED AIRLS HLDGS INC COM 48K 50K –
UNITED PARCEL SERVICE INC CL B 44M 320K –
UNITY SOFTWARE INC COM 185K 11K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 358K 5K –
VANGUARD INDEX FDS S&P 500 ETF SHS 299K 597 –