CONVERIUM CAPITAL INC.
Adviser information for CONVERIUM CAPITAL INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $521.4M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $521.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $521.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 66 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-120542 |
|---|---|
| SEC ERA File Number | 801-120542 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312880 |
| Legal Entity Identifier | 549300DVYUNLO1J4GN39 |
Principal Office
1250 RENE-LEVESQUE OUESTSUITE 4030
MONTREAL, QUEBEC
Canada
Monday - Friday, 8:30-5:30
Tel: 514-418-0201, Fax: None
Chief Compliance Officer
JASON CRELINSTEN
CHIEF OPERATING OFFICER AND GENERAL COUNSEL
1250 RENE-LEVESQUE OUEST
SUITE 4030
MONTREAL, QUEBEC
Canada
Tel:
514-418-0174
J**********@***************M
(Full email address available in API data)
Industry Affiliates
| CONVERIUM CAPITAL (USA) INC. | Other investment adviser, including financial planners |
| CONVERIUM CAPITAL GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CONVERIUM CAPITAL MASTER FUND LP | Hedge Fund | $521.4M | $1.0M | 232 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STERN, AARON, JASON | Individual | – | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | 09/2020 | < 5% |
| Rapps, Michael, Barry | Individual | – | MANAGING PARTNER AND HEAD OF ENGAGEMENT STRATEGIES | 09/2020 | < 5% |
| RUDA, ELLIOT | Individual | – | PARTNER AND HEAD OF TRADING | 10/2020 | < 5% |
| CRELINSTEN, JASON, CHARLES | Individual | – | CHIEF OPERATING OFFICER, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |
| THIRTYSEVEN HOLDINGS INC. | Foreign Entity | – | SHAREHOLDER | 02/2021 | 50-75% |
| EDUB HOLDINGS INC. | Foreign Entity | – | SHAREHOLDER | 09/2020 | 10-25% |
| AAJ WEST END LLC | Domestic Entity | – | SHAREHOLDER | 02/2021 | 10-25% |
| STERN, AARON, JASON | Individual | THIRTYSEVEN HOLDINGS INC. | SHAREHOLDER | 07/2020 | > 75% |
| Rapps, Michael, Barry | Individual | EDUB HOLDINGS INC. | SHAREHOLDER | 09/2014 | > 75% |
| RUDA, ELLIOT | Individual | AAJ WEST END LLC | MANAGING MEMBER | 11/2020 | > 75% |
| SEDIA, ANDREW, CARMINE | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |