FINSIE
FINSIE FINANCE, LLC Legal Name
Adviser information for FINSIE last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | REFERRAL TO INVESTMENT ADVISERS |
|---|---|
| Compensation | REFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-120554 |
|---|---|
| SEC ERA File Number | 801-120554 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313047 |
| Legal Entity Identifier | None |
Principal Office
3234 UPPER LOCK AVEBELMONT
CA
United States
BY APPT ONLY, BY APPT ONLY
Tel: 650-262-1863, Fax: None
Chief Compliance Officer
MATTHEW D. STEWART
3234 UPPER LOCK AVE
BELMONT
CA
United States
Tel:
203-824-2495
M***@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINSIE, CO | Domestic Entity | – | OWNER | 02/2021 | > 75% |
| STEWART, MATTHEW, DIESENHOUSE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2021 | 50-75% |
| STEWART, MATTHEW, DIESENHOUSE | Individual | FINSIE, CO | SHAREHOLDER, CHIEF EXECUTIVE OFFICER, DIRECTOR | 02/2021 | > 75% |
| ZIELINSKI, JERZY, STEFAN | Individual | FINSIE, CO | SHAREHOLDER, CHIEF TECHNOLOGY OFFICER, DIRECTOR | 02/2021 | |
| Hijnen, Boy, Theodorus | Individual | – | COO | 01/2021 | < 5% |