HEARTWOOD PARTNERS, LLC
Adviser information for HEARTWOOD PARTNERS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesWE RECEIVE A PERCENTAGE OF EBITDA FROM PORTFOLIO COMPANIES |
Identifiers
| SEC RIA File Number | 801-120555 |
|---|---|
| SEC ERA File Number | 801-120555 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313052 |
| Legal Entity Identifier | None |
Principal Office
301 MERRITT 7THIRD FLOOR
NORWALK
CT
United States
Monday - Friday, 8:30 - 5:30
Tel: 203-625-0770, Fax: 203-625-0423
Chief Compliance Officer
BERAT RIFATI
CHIEF FINANCAL OFFICER
301 MERRITT 7
THIRD FLOOR
NORWALK
CT
United States
Tel:
2036250770
Fax:
203-625-0423
B******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CP ALGAE, LLC | Private Equity Fund | $0.0M | $0.1M | 41 |
| CP HUSKY, LLC | Private Equity Fund | $94.2M | $0.1M | 31 |
| CP MASTERPIECE, LLC | Private Equity Fund | $96.8M | $0.1M | 30 |
| CP PANTHER, LLC | Private Equity Fund | $0.0M | $0.1M | 49 |
| CP PUMA, LLC | Private Equity Fund | $123.6M | $0.1M | 15 |
| CP SPRING, LLC | Private Equity Fund | $3.7M | $0.1M | 33 |
| CP THOR, LLC | Private Equity Fund | $2.1M | $0.1M | 16 |
| CP TITAN, LLC | Private Equity Fund | $76.8M | $0.1M | 25 |
| CP TWIN, LLC | Private Equity Fund | $64.8M | $0.1M | 15 |
| CP ZEST, LLC | Private Equity Fund | $164.2M | $0.1M | 45 |
| HEARTWOOD PARTNERS II, L.P. | Private Equity Fund | $239.0M | $0.1M | 128 |
| HEARTWOOD PARTNERS III, L.P. | Private Equity Fund | $550.5M | $0.1M | 97 |
| HEARTWOOD PARTNERS IV, LP | Private Equity Fund | $505.7M | $5.0M | 110 |
| HWP BOOST, LLC | Private Equity Fund | $76.1M | $0.1M | 26 |
| HWP CORE, LLC | Private Equity Fund | $54.2M | $1.0M | 18 |
| HWP EAGLE, LLC | Private Equity Fund | $19.6M | $1.0M | 16 |
| HWP GREEN, LLC | Private Equity Fund | $104.6M | $1.0M | 16 |
| HWP PRIME, LLC | Private Equity Fund | $36.9M | $0.1M | 13 |
| HWP SAGE, LLC | Private Equity Fund | $63.0M | $0.1M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLSTEADT, MARK, DOUGLAS | Individual | – | MANAGING MEMBER | 02/2020 | 50-75% |
| TUCKER, ROBERT, SCOTT | Individual | – | MANAGING MEMBER | 02/2020 | 50-75% |
| RIFATI, BERAT, NMN | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 10/2023 | < 5% |