ONEGROUP WEALTH PARTNERS, INC.
Adviser information for ONEGROUP WEALTH PARTNERS, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 279 | $89.1M |
| Non-Discretionary | 8 | $3.7M |
| Total | 287 | $92.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 138 | $38.7M |
| HNW Individuals | 20 | $54.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $72,759 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 49.9M |
| Both for Same | 166,354 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ONEGROUP WEALTH WRAP FEE PROGRAM | ONEGROUP WEALTH PARTNERS, INC. |
Identifiers
| SEC RIA File Number | 801-120561 |
|---|---|
| SEC ERA File Number | 801-120561 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306971 |
| Legal Entity Identifier | None |
Principal Office
5790 WIDEWATERS PARKWAYSYRACUSE
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 561-472-2312, Fax: None
Chief Compliance Officer
ANTHONY VAN ORE
4008 MALLARD POINT CT.
ORLANDO
FL
United States
Tel:
407-768-5017
A******@*******M
(Full email address available in API data)
Regulatory Contact
CHASITY JAYNES
CHIEF OPERATING OFFICER
706 N. CLINTON STREET
SYRACUSE
NY
United States
Tel:
315-413-4461
C*************@*******M
(Full email address available in API data)
Industry Affiliates
| BENEFIT PLANS ADMINISTRATIVE SERVICES, INC. | Pension consultant |
| COMMUNITY BANK | Banking or thrift institution |
| COMMUNITY INVESTMENT SERVICES INC | Insurance company or agency |
| HAND BENEFITS & TRUST COMPANY | Trust company |
| HAND SECURITIES, INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NOTTINGHAM ADVISORS INC. | Other investment adviser, including financial planners |
| ONEGROUP NY, INC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JAYNES, CHASITY, MAUREEN | Individual | – | CHIEF OPERATING OFFICER | 09/2022 | < 5% |
| COMMUNITY BANK N.A. | Domestic Entity | – | OWNER | 01/2020 | > 75% |
| COMMUNITY BANK SYSTEM, INC | Domestic Entity | COMMUNITY BANK N.A. | OWNER | 01/1992 | > 75% |
| RESTANTE, PAUL, ANTHONY | Individual | – | PRESIDENT AND CEO | 10/2022 | < 5% |
| VAN ORE, ANTHONY, FRANKLIN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |