CASTLE RIDGE ASSET MANAGEMENT LIMITED
Adviser information for CASTLE RIDGE ASSET MANAGEMENT LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 7 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $191.2M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $191.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $191.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 86 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120571 |
|---|---|
| SEC ERA File Number | 801-120571 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309774 |
| Legal Entity Identifier | 549300O1FEQQ6GFIO958 |
Principal Office
100 KING STREET WESTSUITE 4710
TORONTO, ONTARIO
Canada
Monday - Friday, 8:00-5:00
Tel: 416-701-9737, Fax: None
Chief Compliance Officer
MICHAEL PETRUZELLA
CHIEF INVESTMENT OFFICER
48 GREEN MEADOW CRESCENT
WELLAND
Canada
Tel:
416-206-3715
M**********@*****************M
(Full email address available in API data)
Industry Affiliates
| CASTLE RIDGE LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CASTLE RIDGE (MASTER), LP | Hedge Fund | $1.8M | $0.0M | 8 |
| CASTLE RIDGE APEX (MASTER) LTD. | Hedge Fund | $16.2M | $0.1M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETRUZELLA, MICHAEL, PAUL | Individual | – | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | 02/2016 | 10-25% |
| BOGDAN, ALEXEI, (NMN) | Individual | – | CHIEF SCIENTIFIC OFFICER | 02/2016 | 10-25% |
| 905339 ONTARIO INC. | Foreign Entity | – | SHAREHOLDER | 12/2016 | 5-10% |
| BARONFORD VENTURES CORPORATION | Foreign Entity | – | SHAREHOLDER | 06/2018 | 5-10% |
| CORTEAUX, ROBERT, MICHAEL | Individual | 905339 ONTARIO INC. | CHIEF EXECUTIVE OFFICER | 12/2020 | > 75% |
| WINE, THEADORE, (NMN) | Individual | BARONFORD VENTURES CORPORATION | CHIEF EXECUTIVE OFFICER | 08/2018 | > 75% |
| DE VALOIS-FRANKLIN, AARON, JACQUES ADRIAAN | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2016 | 10-25% |
| JOSHUA ROSENTHAL REVOCABLE TRUST | Foreign Entity | – | SHAREHOLDER | 12/2020 | 10-25% |
| ROSENTHAL, JOSHUA, RONALD | Individual | JOSHUA ROSENTHAL REVOCABLE TRUST | TRUSTEE | 12/2020 |