LINDER FINANCIAL SERVICES, INC.
Adviser information for LINDER FINANCIAL SERVICES, INC. last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 418 | $133.3M |
| Total | 418 | $133.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 68 | $26.4M |
| HNW Individuals | 38 | $106.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $126,773 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 107 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesA ONE-TIME FEE IS PAID BY NEW CLIENTS UPON ACCEPTANCE OF THE INITIAL INVESTMENT PORTFOLIO STRATEGY DEVELOPED BY LFS. |
|---|---|
| Compensation | % of AUMINITIAL ONE-TIME FEE FOR NEW CLIENTS. |
Identifiers
| SEC RIA File Number | 801-120573 |
|---|---|
| SEC ERA File Number | 801-120573 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117861 |
| Legal Entity Identifier | None |
Principal Office
308 MAXWELL RDSUITE 300
ALPHARETTA
GA
United States
Monday - Friday, BY APPOINTMENT
Tel: 770-696-4470, Fax: None
Websites
Chief Compliance Officer
CHARLES MORELL
10480 TURNER ROAD
NONE
ROSWELL
GA
United States
Tel:
678-327-7871
C*************@********M
(Full email address available in API data)
Regulatory Contact
MARCI SILVERMAN
PRESIDENT
308 MAXWELL RD
SUITE 300
ALPHARETTA
GA
United States
Tel:
770-696-4470
L*******@************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LINDER, BERND | Individual | – | CEO AND PRESIDENT EMERITUS | 01/2019 | 25-50% |
| SILVERMAN, MARCI, GALE | Individual | – | PRESIDENT | 01/2019 | 50-75% |
| Morell, Charles, John | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| Morell, Lori | Individual | – | VICE PRESIDENT | 01/2019 | 25-50% |