SYMETRA INVESTMENT MANAGEMENT COMPANY
Adviser information for SYMETRA INVESTMENT MANAGEMENT COMPANY last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 79 |
|---|---|
| Investment Advisory/Research | 48 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $64.6B |
| Non-Discretionary | 1 | $10.0B |
| Total | 8 | $74.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $24.3B |
| Insurance companies | 5 | $48.1B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.3B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 36 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
308 FARMINGTON AVENUE3RD FLOOR
FARMINGTON
CT
United States
Monday - Friday, 9:00AM TO 6:00PM
Tel: 860-370-7812, Fax: None
Chief Compliance Officer
ROBERT HERLIHY
MANAGING DIRECTOR
308 FARMINGTON AVENUE
3RD FLOOR
FARMINGTON
CT
United States
Tel:
860-746-7403
B**********@**********M
(Full email address available in API data)
Regulatory Contact
ANDREW GOULD
GENERAL COUNSEL, SR MANAGING DIRECTOR & SECRETARY
308 FARMINGTON AVENUE
3RD FLOOR
FARMINGTON
CT
United States
Tel:
860.746.7232
A***********@**********M
(Full email address available in API data)
Industry Affiliates
| SUMITOMO LIFE INSURANCE COMPANY | Insurance company or agency |
| SYMETRA BERMUDA RE LTD | Insurance company or agency |
| SYMETRA INVESTMENT MANAGEMENT REAL ESTATE INVESTORS LLC | Real estate broker or dealer |
| SYMETRA LIFE INSURANCE COMPANY | Insurance company or agency |
| SYMETRA SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SYMETRA FINANCIAL CORPORATION | Domestic Entity | – | SOLE SHAREHOLDER | 06/2019 | > 75% |
| SUMITOMO LIFE INSURANCE COMPANY | Foreign Entity | SYMETRA FINANCIAL CORPORATION | SOLE SHAREHOLDER | 02/2016 | > 75% |
| HUNT, MARK, EDWARD | Individual | – | PRESIDENT | 12/2019 | < 5% |
| MOSKOVIT, EVAN, SCOTT | Individual | – | SENIOR MANAGING DIRECTOR AND HEAD OF CORPORATE FIXED INCOME | 12/2019 | < 5% |
| Mocciolo, Nicholas, Paul | Individual | – | SENIOR MANAGING DIRECTOR, HEAD OF INSURANCE MANAGEMENT | 12/2019 | < 5% |
| YANG, EU SENG | Individual | – | SENIOR MANAGING DIRECTOR, HEAD OF HIGH YIELD AND BANK LOAN DEBT | 08/2020 | < 5% |
| GUAJARDO, YVONNE, MARIE | Individual | – | SENIOR MANAGING DIRECTOR, HEAD OF PRIVATE PLACEMENTS DEBT | 03/2020 | < 5% |
| HERLIHY, ROBERT, STEVEN | Individual | – | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| ELDER, COLIN, MICHAEL | Individual | – | SENIOR MANAGING DIRECTOR, HEAD OF COMMERCIAL MORTGAGE LOANS | 12/2019 | < 5% |
| Sklar, Kevin, Alan | Individual | – | SENIOR MANAGING DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER | 02/2021 | < 5% |
| GOULD, ANDREW, M.A. | Individual | – | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL | 09/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| VANGUARD | INDEX FDS TOTAL STK MKT | 171K | 640K | Symetra Financial Corporation |
| AMPLIFY ENERGY CORP | NEW COM | 3 | 499 | Symetra Financial Corporation |
| LYONDELLBASELL INDUSTRIES | N SHS - A | 1 | 15 | Symetra Financial Corporation |
| BLACKROCK, INC. | ISHARES TR IBOXX HI YD ETF | 8 | 100 | Symetra Financial Corporation |
| STATE STREET CORPORATION | SSGA ACTIVE ETF TR BLACKSTONE SENR | 125K | 3M | Symetra Financial Corporation |