EFG ASSET MANAGEMENT (NORTH AMERICA) CORP
Adviser information for EFG ASSET MANAGEMENT (NORTH AMERICA) CORP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $533.0M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $533.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $533.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1211 SW 5TH AVE SUITE 2840PORTLAND
OR
United States
Monday - Friday, 9AM - 5PM
Tel: 503-889-5210, Fax: None
Chief Compliance Officer
ERIC KLEINSCHMIDT
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
484-588-5509
E****************@************M
(Full email address available in API data)
Regulatory Contact
KERI F WONG
CHIEF OPERATING OFFICER
1211 SW 5TH AVE SUITE 2840
PORTLAND
OR
United States
Tel:
503-889-5210
K********@********M
(Full email address available in API data)
Industry Affiliates
| EFG ASSET MANAGEMENT (SINGAPORE) PTE LTD | Other investment adviser, including financial planners |
| EFG ASSET MANAGEMENT (UK) LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KLOTTER, DONALD, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2021 | < 5% |
| KLEINSCHMIDT, ERIC, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |
| WONG, KERI, F | Individual | – | CHIEF OPERATING OFFICER | 10/2022 | < 5% |
| EFG INTERNATIONAL AG | Foreign Entity | – | OWNER | 12/2022 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABERCROMBIE & FITCH CO | CL A | 1M | 6K | – |
| ACADEMY SPORTS & OUTDOORS IN | COM | 1M | 22K | – |
| ACADIA PHARMACEUTICALS INC | COM | 1M | 76K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 6K | – |
| ADOBE INC | COM | 3M | 5K | – |
| ADVANCED MICRO DEVICES INC | COM | 3M | 21K | – |
| AGILENT TECHNOLOGIES INC | COM | 3M | 20K | – |
| ALIGN TECHNOLOGY INC | COM | 4M | 16K | – |
| ALKERMES PLC | SHS | 2M | 76K | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 5M | 19K | – |
| ALPHABET INC | CAP STK CL A | 18M | 99K | – |
| AMAZON COM INC | COM | 16M | 83K | – |
| AMERICAN EXPRESS CO | COM | 2M | 10K | – |
| AMGEN INC | COM | 1M | 4K | – |
| ANALOG DEVICES INC | COM | 3M | 12K | – |
| APPFOLIO INC | COM CL A | 2M | 8K | – |
| APPLE INC | COM | 16M | 74K | – |
| APPLIED MATLS INC | COM | 3M | 14K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 3M | 26K | – |
| ARGENX SE | SPONSORED ADR | 6M | 15K | – |
| ARISTA NETWORKS INC | COM | 5M | 13K | – |
| ARROWHEAD PHARMACEUTICALS IN | COM | 1M | 52K | – |
| ATI INC | COM | 1M | 27K | – |
| AVIDITY BIOSCIENCES INC | COM | 1M | 30K | – |
| AXON ENTERPRISE INC | COM | 2M | 8K | – |
| AZEK CO INC | CL A | 1M | 26K | – |
| BEIGENE LTD | SPONSORED ADR | 3M | 18K | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 6M | 77K | – |
| BLACKSTONE INC | COM | 4M | 31K | – |
| BLUE BIRD CORP | COM | 940K | 17K | – |
| BLUEPRINT MEDICINES CORP | COM | 3M | 28K | – |
| BOISE CASCADE CO DEL | COM | 2M | 13K | – |
| BOOT BARN HLDGS INC | COM | 3M | 21K | – |
| BOSTON SCIENTIFIC CORP | COM | 3M | 37K | – |
| BOX INC | CL A | 2M | 60K | – |
| BROADCOM INC | COM | 8M | 5K | – |
| CAMTEK LTD | ORD | 1M | 11K | – |
| CARLISLE COS INC | COM | 3M | 7K | – |
| CAVA GROUP INC | COM | 1M | 14K | – |
| CELSIUS HLDGS INC | COM NEW | 2M | 32K | – |
| CERTARA INC | COM | 2M | 118K | – |
| CHARLES RIV LABS INTL INC | COM | 3M | 17K | – |
| CHART INDS INC | COM | 2M | 13K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 6M | 102K | – |
| CIRRUS LOGIC INC | COM | 2M | 17K | – |
| CLOUDFLARE INC | CL A COM | 3M | 30K | – |
| COHEN & STEERS INC | COM | 970K | 13K | – |
| COMMVAULT SYS INC | COM | 3M | 22K | – |
| CONSTRUCTION PARTNERS INC | COM CL A | 3M | 48K | – |
| COPART INC | COM | 2M | 38K | – |
| COSTCO WHSL CORP NEW | COM | 6M | 8K | – |
| CROCS INC | COM | 2M | 17K | – |
| CROWDSTRIKE HLDGS INC | CL A | 5M | 14K | – |
| CYBERARK SOFTWARE LTD | SHS | 1M | 5K | – |
| CYTOKINETICS INC | COM NEW | 2M | 32K | – |
| DANAHER CORPORATION | COM | 804K | 3K | – |
| DATADOG INC | CL A COM | 4M | 29K | – |
| DECKERS OUTDOOR CORP | COM | 4M | 4K | – |
| DEXCOM INC | COM | 4M | 32K | – |
| DIAMONDBACK ENERGY INC | COM | 2M | 9K | – |
| DICKS SPORTING GOODS INC | COM | 3M | 12K | – |
| DOORDASH INC | CL A | 2M | 15K | – |
| DOXIMITY INC | CL A | 2M | 82K | – |
| DRAFTKINGS INC NEW | COM CL A | 2M | 47K | – |
| DUTCH BROS INC | CL A | 1M | 31K | – |
| DYCOM INDS INC | COM | 2M | 12K | – |
| E L F BEAUTY INC | COM | 3M | 12K | – |
| EATON CORP PLC | SHS | 4M | 12K | – |
| EDWARDS LIFESCIENCES CORP | COM | 2M | 26K | – |
| ENTEGRIS INC | COM | 2M | 17K | – |
| EVERCORE INC | CLASS A | 2M | 11K | – |
| EXACT SCIENCES CORP | COM | 2M | 59K | – |
| EXTREME NETWORKS | COM | 833K | 62K | – |
| FAIR ISAAC CORP | COM | 4M | 3K | – |
| FEDEX CORP | COM | 1M | 4K | – |
| FOOT LOCKER INC | COM | 864K | 35K | – |
| FTAI AVIATION LTD | SHS | 3M | 28K | – |
| GAP INC | COM | 968K | 41K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 3M | 33K | – |
| GLAUKOS CORP | COM | 3M | 27K | – |
| GRANITE CONSTR INC | COM | 2M | 38K | – |
| GROCERY OUTLET HLDG CORP | COM | 956K | 43K | – |
| HALOZYME THERAPEUTICS INC | COM | 7M | 140K | – |
| HAMILTON LANE INC | CL A | 2M | 17K | – |
| HAWKINS INC | COM | 2M | 17K | – |
| HEALTHEQUITY INC | COM | 1M | 17K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 3M | 16K | – |
| HOME DEPOT INC | COM | 5M | 13K | – |
| HOULIHAN LOKEY INC | CL A | 732K | 5K | – |
| HYATT HOTELS CORP | COM CL A | 3M | 18K | – |
| HYSTER-YALE INC | CL A | 2M | 22K | – |
| IBOTTA INC | CLASS A COM SHS | 1M | 14K | – |
| IDEXX LABS INC | COM | 8M | 16K | – |
| IMMUNOVANT INC | COM | 2M | 58K | – |
| IMPINJ INC | COM | 2M | 11K | – |
| INSMED INC | COM PAR $.01 | 4M | 54K | – |
| INSULET CORP | COM | 2M | 10K | – |
| INTRA-CELLULAR THERAPIES INC | COM | 2M | 34K | – |
| INTUIT | COM | 3M | 5K | – |
| INTUITIVE SURGICAL INC | COM NEW | 10M | 23K | – |
| IQVIA HLDGS INC | COM | 4M | 19K | – |
| IRHYTHM TECHNOLOGIES INC | COM | 643K | 6K | – |
| KIRBY CORP | COM | 2M | 15K | – |
| KLA CORP | COM NEW | 2M | 2K | – |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 1M | 74K | – |
| KRYSTAL BIOTECH INC | COM | 2M | 13K | – |
| LAM RESEARCH CORP | COM | 6M | 5K | – |
| LEGALZOOM COM INC | COM | 792K | 94K | – |
| LEGEND BIOTECH CORP | SPONSORED ADS | 3M | 71K | – |
| LENNAR CORP | CL A | 2M | 12K | – |
| LEVI STRAUSS & CO NEW | CL A COM STK | 1M | 62K | – |
| LIVERAMP HLDGS INC | COM | 2M | 55K | – |
| LULULEMON ATHLETICA INC | COM | 2M | 7K | – |
| META PLATFORMS INC | CL A | 12M | 23K | – |
| MODERNA INC | COM | 3M | 23K | – |
| MOELIS & CO | CL A | 2M | 27K | – |
| MOLINA HEALTHCARE INC | COM | 2M | 6K | – |
| MONGODB INC | CL A | 2M | 6K | – |
| NATERA INC | COM | 7M | 68K | – |
| NCINO INC | COM | 1M | 41K | – |
| NETFLIX INC | COM | 5M | 8K | – |
| NEUROCRINE BIOSCIENCES INC | COM | 5M | 33K | – |
| NORTHERN OIL & GAS INC | COM | 2M | 47K | – |
| NVIDIA CORPORATION | COM | 20M | 164K | – |
| NXP SEMICONDUCTORS N V | COM | 2M | 9K | – |
| OCEANEERING INTL INC | COM | 2M | 66K | – |
| ONTO INNOVATION INC | COM | 2M | 7K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 2M | 90K | – |
| PALO ALTO NETWORKS INC | COM | 3M | 8K | – |
| PARKER-HANNIFIN CORP | COM | 2M | 4K | – |
| PINTEREST INC | CL A | 3M | 69K | – |
| PNC FINL SVCS GROUP INC | COM | 2M | 10K | – |
| POWER INTEGRATIONS INC | COM | 2M | 26K | – |
| PUBMATIC INC | COM CL A | 2M | 101K | – |
| PURE STORAGE INC | CL A | 2M | 32K | – |
| QUANTA SVCS INC | COM | 4M | 16K | – |
| RANGE RES CORP | COM | 793K | 24K | – |
| RAPID7 INC | COM | 2M | 40K | – |
| REPLIGEN CORP | COM | 3M | 25K | – |
| ROCKET PHARMACEUTICALS INC | COM | 5M | 222K | – |
| ROCKWELL AUTOMATION INC | COM | 3M | 10K | – |
| ROIVANT SCIENCES LTD | SHS | 3M | 331K | – |
| RUBRIK INC. | CL A | 925K | 30K | – |
| RXO INC | COMMON STOCK | 2M | 64K | – |
| SALESFORCE INC | COM | 3M | 11K | – |
| SAREPTA THERAPEUTICS INC | COM | 4M | 27K | – |
| SCOTTS MIRACLE-GRO CO | CL A | 844K | 13K | – |
| SENTINELONE INC | CL A | 1M | 54K | – |
| SERVICENOW INC | COM | 3M | 4K | – |
| SHAKE SHACK INC | CL A | 2M | 20K | – |
| SHIFT4 PMTS INC | CL A | 2M | 26K | – |
| SHOPIFY INC | CL A | 2M | 34K | – |
| SILICON LABORATORIES INC | COM | 2M | 14K | – |
| SITEONE LANDSCAPE SUPPLY INC | COM | 1M | 12K | – |
| SMARTSHEET INC | COM CL A | 1M | 26K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 4M | 14K | – |
| SPS COMM INC | COM | 2M | 13K | – |
| SPYRE THERAPEUTICS INC | COM NEW | 869K | 37K | – |
| STERLING INFRASTRUCTURE INC | COM | 3M | 25K | – |
| STIFEL FINL CORP | COM | 2M | 18K | – |
| STRYKER CORPORATION | COM | 4M | 12K | – |
| SUMMIT MATLS INC | CL A | 1M | 34K | – |
| SWEETGREEN INC | COM CL A | 995K | 33K | – |
| TEMPUS AI INC | CL A | 1M | 38K | – |
| TESLA INC | COM | 3M | 18K | – |
| THE TRADE DESK INC | COM CL A | 4M | 46K | – |
| TJX COS INC NEW | COM | 2M | 20K | – |
| TRADEWEB MKTS INC | CL A | 3M | 27K | – |
| TRANSMEDICS GROUP INC | COM | 3M | 21K | – |
| TRI POINTE HOMES INC | COM | 2M | 43K | – |
| UFP TECHNOLOGIES INC | COM | 1M | 5K | – |
| ULTA BEAUTY INC | COM | 2M | 5K | – |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 5M | 126K | – |
| UNITED RENTALS INC | COM | 3M | 4K | – |
| UNIVERSAL DISPLAY CORP | COM | 2M | 9K | – |
| VARONIS SYS INC | COM | 2M | 45K | – |
| VAXCYTE INC | COM | 2M | 30K | – |
| VEECO INSTRS INC DEL | COM | 3M | 68K | – |
| VEEVA SYS INC | CL A COM | 7M | 41K | – |
| VERA THERAPEUTICS INC | CL A | 1M | 31K | – |
| VERACYTE INC | COM | 5M | 244K | – |
| VERICEL CORP | COM | 2M | 54K | – |
| VERISK ANALYTICS INC | COM | 3M | 11K | – |
| VERTEX PHARMACEUTICALS INC | COM | 4M | 8K | – |
| VERTIV HOLDINGS CO | COM CL A | 3M | 32K | – |
| VIKING THERAPEUTICS INC | COM | 1M | 19K | – |
| VISA INC | COM CL A | 6M | 23K | – |
| WABTEC | COM | 3M | 22K | – |
| WATERS CORP | COM | 1M | 4K | – |
| WEATHERFORD INTL PLC | ORD SHS | 2M | 16K | – |
| WINGSTOP INC | COM | 2M | 5K | – |
| ZILLOW GROUP INC | CL A | 2M | 40K | – |
| ZOETIS INC | CL A | 5M | 26K | – |
| ZSCALER INC | COM | 2M | 13K | – |