VECTORWEALTH
VECTORSHARES LLC. Legal Name
Adviser information for VECTORWEALTH last updated from Form ADV on October 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 27 | $5.0M |
| Non-Discretionary | 0 | $0 |
| Total | 27 | $5.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3 | $750,000 |
| HNW Individuals | 13 | $3.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $1.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 5.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| VECTORWEALTH WRAP PROGRAM | VECTORWEALTH |
Identifiers
| SEC RIA File Number | 801-120588 |
|---|---|
| SEC ERA File Number | 801-120588 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312707 |
| Legal Entity Identifier | None |
Principal Office
707 N. FRANKLIN ST., UNIT 3TAMPA
FL
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 833-625-7421, Fax: None
Websites
Chief Compliance Officer
NICHOLAS JOHN KOEN
MEMBER
707 N. FRANKLIN ST., UNIT 3
TAMPA
FL
United States
Tel:
315-750-9031
N***@**************O
(Full email address available in API data)
Industry Affiliates
| AMOL A. NIRGUDKAR | Accountant or accounting firm |
| DFN MANAGEMENT LLC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOEN, NICHOLAS, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| ABSOLUTE GROUP 1 LLC | Domestic Entity | – | OWNER | 02/2023 | > 75% |
| KOEN, NICHOLAS, JOHN | Individual | ABSOLUTE GROUP 1 LLC | OWNER | 09/2021 | > 75% |