HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.
Adviser information for HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Mexico, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 735 | $133.8M |
| Non-Discretionary | 5 | $283,761 |
| Total | 740 | $134.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 259 | $50.1M |
| HNW Individuals | 80 | $83.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $884,302 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120599 |
|---|---|
| SEC ERA File Number | 801-120599 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164970 |
| Legal Entity Identifier | None |
Principal Office
535 CERRILLOS ROADSUITE A2
SANTA FE
NM
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: 505-982-9661, Fax: None
Chief Compliance Officer
JOHANN KLAASSEN
PRESIDENT, CIO, CEO
535 CERRILLOS ROAD
SUITE A2
SANTA FE
NM
United States
Tel:
505-982-9661
C*********@**************M
(Full email address available in API data)
Regulatory Contact
AARON GARZA
VP, OPERATIONS & COMPLIANCE
535 CERRILLOS ROAD
SUITE A2
SANTA FE
NM
United States
Tel:
505-982-9661
A****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KLAASSEN, JOHANN, ALBERT | Individual | – | PRESIDENT/PRESIDENT/PRINCIPAL SHAREHOLDER/CHIEF COMPLIANCE OFFICER | 01/2023 | 50-75% |