EPIC TRUST INVESTMENT ADVISORS LLC
Adviser information for EPIC TRUST INVESTMENT ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,627 | $233.7M |
| Non-Discretionary | 47 | $43.8M |
| Total | 1,674 | $277.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 699 | $140.6M |
| HNW Individuals | 36 | $93.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 47 | $43.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-120618 |
|---|---|
| SEC ERA File Number | 801-120618 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281027 |
| Legal Entity Identifier | None |
Principal Office
1305 FOWLER STREETSUITE 2C
RICHLAND
WA
United States
Monday - Friday, 9 - 5 M-TH, 9 - 4 F
Tel: 509-591-0014, Fax: 509-591-0016
Chief Compliance Officer
ROBERT SPALDING
CCO
3760 N MAGNOLIA AVE
CHICAGO
IL
United States
Tel:
(312) 953-0428
R**@************M
(Full email address available in API data)
Regulatory Contact
JOHN WILLIAMS
CONSULTANT
2865 GREEN COVE WAY
SMYRNA
GA
United States
Tel:
404-402-3193
J************@******O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEWIS, JEFFERY, PAUL | Individual | – | MANAGING MEMBER/CCO | 08/2015 | < 5% |
| SELBY, LORI, ANN | Individual | – | VICE PRESIDENT | 03/2017 | < 5% |
| EPIC TRUST FINANCIAL GROUP, LLC | Domestic Entity | – | OWNER | 07/2019 | > 75% |
| BURT TAX AND ACCOUNTING, INC | Domestic Entity | EPIC TRUST FINANCIAL GROUP, LLC | GENERAL PARTNER | 07/2020 | 25-50% |
| REAL MANAGEMENT SOLUTIONS, LLC | Domestic Entity | EPIC TRUST FINANCIAL GROUP, LLC | GENERAL PARTNER | 07/2020 | 25-50% |
| LEWIS, JEFFERY, PAUL | Individual | EPIC PROFESSIONAL MANAGMENT, LLC | OWNER | 09/2020 | > 75% |
| EPIC PROFESSIONAL MANAGMENT, LLC | Domestic Entity | EPIC TRUST FINANCIAL GROUP, LLC | GENERAL PARTNER | 09/2014 | > 75% |