Hedge Fund Database

VICKERMAN INVESTMENT ADVISORS, INC.

Adviser information for VICKERMAN INVESTMENT ADVISORS, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 959 $372.1M
Non-Discretionary 0 $0
Total 959 $372.1M

Clients

Type Number RAUM
Individuals 262 $80.6M
HNW Individuals 113 $289.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 1 $360,170
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $1.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-120620
SEC ERA File Number 801-120620
SEC CIK Numbers 1898296
SEC CRD Numbers 313240
Legal Entity Identifier None

Principal Office

108 N. WASHINGTON STREET
SUITE 603
SPOKANE
WA
United States
Monday - Friday, 9-5
Tel: 509-325-7610, Fax: None

Websites

www.vickermandriscoll.com/ www.buckets.us www.vickerman.us

Chief Compliance Officer

MICHAEL J. VICKERMAN, JR.
108 N. WASHINGTON STREET
SUITE 603
SPOKANE
WA
United States
Tel: 509-325-7610
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
VICKERMAN, MICHAEL, JAMES Individual – PRESIDENT, CCO 02/2021 > 75%
GRASMICK, CHRISTOPHER, WILLIAM Individual – OWNER, INVESTMENT ADVISOR REPRESENTATIVE 01/2023 10-25%

No. Employees, Historic

1050202120222023202420252 on 2/24/20212 on 2/26/20212 on 7/14/20212 on 3/4/20222 on 10/31/20226 on 3/13/20236 on 6/20/20236 on 3/19/20246 on 3/21/2024

RAUM, Historic

400M200M0202120222023202420250 on 2/24/20210 on 2/26/2021325275026 on 7/14/2021343067000 on 3/4/2022343067000 on 10/31/2022330789172 on 3/13/2023330789172 on 6/20/2023372087351 on 3/19/2024372087351 on 3/21/2024

No. Clients, Historic

4002000202120222023202420250 on 2/24/20210 on 2/26/2021312 on 7/14/2021320 on 3/4/2022320 on 10/31/2022368 on 3/13/2023368 on 6/20/2023378 on 3/19/2024378 on 3/21/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 5M 29K 0
AMERICAN CENTY ETF TR US EQT ETF 310K 3K 0
AMGEN INC COM 4M 12K 0
APPLE INC COM 5M 24K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 12K 0
BOEING CO COM 3M 16K 0
CHENIERE ENERGY INC COM NEW 3M 18K 0
CISCO SYS INC COM 3M 60K 0
COMCAST CORP NEW CL A 785K 20K 0
COSTCO WHSL CORP NEW COM 5M 6K 0
DISNEY WALT CO COM 3M 29K 0
FEDEX CORP COM 4M 13K 0
FRANKLIN TEMPLETON ETF TR INTL COR DIV TIL 9M 291K 0
HOME DEPOT INC COM 2M 7K 0
HONEYWELL INTL INC COM 3M 15K 0
ISHARES TR S&P MC 400VL ETF 252K 2K 0
ISHARES TR GLOBAL TECH ETF 11M 128K 0
ISHARES TR S&P SML 600 GWT 547K 4K 0
ISHARES TR GLOBAL 100 ETF 2M 22K 0
ISHARES TR RUSSELL 2000 ETF 415K 2K 0
ISHARES TR 0-3 MNTH TREASRY 28M 279K 0
ISHARES TR S&P MC 400GR ETF 364K 4K 0
ISHARES TR RUS MID CAP ETF 215K 3K 0
ISHARES TR RUS 1000 GRW ETF 209K 572 0
ISHARES TR CORE S&P SCP ETF 3M 27K 0
ISHARES TR SP SMCP600VL ETF 741K 8K 0
JOHNSON & JOHNSON COM 3M 18K 0
MERCK & CO INC COM 3M 28K 0
MICROSOFT CORP COM 5M 12K 0
NIKE INC CL B 2M 25K 0
PAYPAL HLDGS INC COM 3M 45K 0
PEPSICO INC COM 3M 18K 0
PFIZER INC COM 2M 61K 0
PGIM ETF TR PGIM ULTRA SH BD 30M 601K 0
PIMCO ETF TR ACTIVE BD ETF 20M 218K 0
PIMCO ETF TR ENHNCD LW DUR AC 10M 101K 0
SALESFORCE INC COM 4M 16K 0
SCHWAB STRATEGIC TR US BRD MKT ETF 381K 6K 0
SELECT SECTOR SPDR TR ENERGY 9M 102K 0
SELECT SECTOR SPDR TR SBI CONS STPLS 5M 60K 0
SELECT SECTOR SPDR TR COMMUNICATION 10M 111K 0
SELECT SECTOR SPDR TR SBI MATERIALS 264K 3K 0
SELECT SECTOR SPDR TR SBI INT-UTILS 4M 65K 0
SELECT SECTOR SPDR TR RL EST SEL SEC 3M 74K 0
SELECT SECTOR SPDR TR TECHNOLOGY 26M 114K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 10M 66K 0
SELECT SECTOR SPDR TR INDL 6M 52K 0
SELECT SECTOR SPDR TR FINANCIAL 6M 148K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 7M 39K 0
SPDR S&P 500 ETF TR TR UNIT 391K 718 0
SPDR SER TR PORTFOLIO S&P500 3M 50K 0
SPDR SER TR BLOOMBERG 1-3 MO 4M 49K 0
STARBUCKS CORP COM 2M 32K 0
T-MOBILE US INC COM 4M 21K 0
UNION PAC CORP COM 3M 13K 0
VANGUARD INDEX FDS SML CP GRW ETF 2M 7K 0
VANGUARD INDEX FDS MID CAP ETF 3M 14K 0
VANGUARD INDEX FDS SM CP VAL ETF 3M 18K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 272K 6K 0
VANGUARD WORLD FD FINANCIALS ETF 299K 3K 0
VANGUARD WORLD FD ENERGY ETF 920K 7K 0
VANGUARD WORLD FD MATERIALS ETF 4M 23K 0
VISA INC COM CL A 4M 16K 0
WALMART INC COM 4M 58K 0