FIFTH DOWN CAP LLC

Adviser information for FIFTH DOWN CAP LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	16
Investment Advisory/Research	7
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	32	$401.9M
Non-Discretionary	0	$0
Total	32	$401.9M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	32	$401.9M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	1
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-120623
SEC ERA File Number	801-120623
SEC CIK Numbers	None
SEC CRD Numbers	312861
Legal Entity Identifier	None

Principal Office

1B HUNT DRIVE
DOVER
MA
United States

Monday - Friday, 9:00 AM - 5:00 PM ET

Tel: 508-599-2308, Fax: None

Websites

twitter.com/fifthdowncap www.fifthdown.vc www.linkedin.com/company/fifth-down-cap

Chief Compliance Officer

CHARLOTTE EDELMAN

GENERAL COUNSEL

101 WEST 81ST STREET

APT 717

NEW YORK

United States

Tel: 917-842-2331

C********@**************M

(Full email address available in API data)

Regulatory Contact

ANDREW SPELLMAN

FOUNDER & MANAGING PARTNER

1B HUNT DRIVE

DOVER

United States

Tel: 617-678-0260

A***@***********C

(Full email address available in API data)

Industry Affiliates

FIFTH DOWN CAPITAL I GP LLC	Sponsor, GP, manager of pooled investment vehicles
FIFTH DOWN CAPITAL II GP LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
137 OPPORTUNITY FUND AMS	FUND OF FUNDS	$19.6M	$0.0M	23
FDC BOND SPV LLC	SPECIAL PURPOSE VEHICLE	$0.8M	$0.0M	17
FDC GSTO SPV LLC	SPECIAL PURPOSE VEHICLE	$15.0M	$0.0M	16
FDC MHH 2023 LLC	SPECIAL PURPOSE VEHICLE	$8.5M	$0.0M	30
FDC MHH SERIES A SPV LLC	SPECIAL PURPOSE VEHICLE	$15.3M	$0.0M	50
FDC MHH SERIES A-2 SPV, LLC	SPECIAL PURPOSE VEHICLE	$9.8M	$0.0M	47
FDC MHH SERIES B LLC	SPECIAL PURPOSE VEHICLE	$5.5M	$0.0M	29
FDC PEREGRINE LLC	SPECIAL PURPOSE VEHICLE	$6.2M	$0.0M	22
FDC SX SPV II LLC	SPECIAL PURPOSE VEHICLE	$26.1M	$0.0M	62
FDC SX SPV III LLC	SPECIAL PURPOSE VEHICLE	$25.2M	$0.0M	30
FDC SX SPV LLC	SPECIAL PURPOSE VEHICLE	$21.5M	$0.0M	26
FDC TWO CHAIRS SPV LLC	SPECIAL PURPOSE VEHICLE	$0.1M	$0.0M	1
FIFTH DOWN CAPITAL FUND I, LP	Venture Capital Fund	$13.8M	$0.0M	47
FIFTH DOWN CAPITAL FUND II LP	Liquidity Fund	$62.6M	$0.0M	119
FIFTH DOWN FUND OF FUNDS 2022 LLC	FUND OF FUNDS	$63.0M	$0.0M	87
FIFTH DOWN FUND OF FUNDS I LLC	FUND OF FUNDS	$61.8M	$0.0M	96
FIFTH DOWN SECONDARY FUND I, LP	SECONDARY FUND	$0.2M	$0.0M	1
FIFTH DOWN SECONDARY SPE I, LLC	SECONDARY FUND	$0.8M	$0.0M	1
FIFTH DOWN SPORTS CARDS SPV III LLC	SPV TO ACQUIRE SPORTS CARDS	$8.0M	$0.0M	18
FIFTH DOWN SPORTS CARDS SPV LLC	SPV TO ACQUIRE SPORTS CARDS	$2.4M	$0.0M	11
FIFTH DOWN SPV SERIES 2 LLC	SPECIAL PURPOSE VEHICLE	$1.1M	$0.0M	8
FIFTH DOWN SPV SERIES 4 LLC	FUND OF FUNDS	$9.0M	$0.0M	29
FIFTH DOWN SPV SERIES I, LLC	SPECIAL PURPOSE VEHICLE	$0.0M	$0.0M	28
FIFTH DOWN SPV SERIES II, LLC	SPECIAL PURPOSE VEHICLE	$0.1M	$0.0M	21
FIFTH DOWN SPV SERIES III, LLC	SPECIAL PURPOSE VEHICLE	$1.2M	$0.0M	11
FIFTH DOWN SPV SERIES IV, LLC	SPECIAL PURPOSE VEHICLE	$0.9M	$0.0M	15
FIFTH DOWN SPV SERIES IX LLC	SPECIAL PURPOSE VEHICLE	$1.1M	$0.0M	22
FIFTH DOWN SPV SERIES V LLC	FUND INVESTING IN COLLECTIBLE SPORTS CARDS	$4.3M	$0.0M	19
FIFTH DOWN SPV SERIES VI LLC	SPECIAL PURPOSE VEHICLE	$6.9M	$0.0M	43
FIFTH DOWN SPV SERIES VIII	SPECIAL PURPOSE VEHICLE	$2.7M	$0.0M	27
FIFTH DOWN SPV SERIES X LLC	SPECIAL PURPOSE VEHICLE	$2.7M	$0.0M	27
VLR FDC SPV LLC	FUND OF FUNDS	$5.7M	$0.0M	16

Control Persons

Name	Type	Entity	Title	Since	Ownership
SPELLMAN, ANDREW, MICHAEL	Individual	–	FOUNDER & MANAGING PARTNER	01/2014	50-75%
CHRISTENSEN, MATTHEW, QUINN	Individual	–	MEMBER	10/2022	10-25%
Edelman, Charlotte, Joy	Individual	–	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	02/2024	< 5%
GOLDCREST CAPITAL FIFTH DOWN CAPITAL BLOCKER, INC.	Domestic Entity	–	MEMBER	09/2023	5-10%
GOLDCREST CAPITAL III-A, LP	Domestic Entity	GOLDCREST CAPITAL FIFTH DOWN CAPITAL BLOCKER, INC.	SHAREHOLDER	04/2023	> 75%
GOLDCREST CAPITAL III GP, LLC	Domestic Entity	GOLDCREST CAPITAL III-A, LP	GENERAL PARTNER	07/2021
FRIEDLAND, DANIEL, MARION	Individual	GOLDCREST CAPITAL III GP, LLC	MANAGING MEMBER	07/2021
ROSS, ADAM, BRIAN	Individual	GOLDCREST CAPITAL III GP, LLC	MANAGING MEMBER	07/2021
ADAM B. ROSS REVOCABLE TRUST, U/A/D NOVEMBER 6, 2001	Domestic Entity	GOLDCREST CAPITAL III GP, LLC	ASSIGNEE	07/2021	> 75%
ROSS, ADAM, BRIAN	Individual	ADAM B. ROSS REVOCABLE TRUST, U/A/D NOVEMBER 6, 2001	TRUSTEE	11/2021
ROWEN, BRIAN	Individual	–	PRESIDENT & MANAGING PARTNER	07/2023	< 5%

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