Hedge Fund Database

EQUITA FINANCIAL NETWORK, INC.

Adviser information for EQUITA FINANCIAL NETWORK, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 987 $282.8M
Non-Discretionary 3 $277,569
Total 990 $283.1M

Clients

Type Number RAUM
Individuals 326 $142.0M
HNW Individuals 36 $140.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $306,247
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 62
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-120628
SEC ERA File Number 801-120628
SEC CIK Numbers 1994461
SEC CRD Numbers 277031
Legal Entity Identifier None

Principal Office

500 OFFICE CENTER DRIVE
SUITE 400
FORT WASHINGTON
PA
United States
Monday - Friday, 8 AM - 5 PM
Tel: 800.604.0176, Fax: None

Websites

www.instagram.com/equitafn/ www.instagram.com/methodfinancial/ www.linkedin.com/company/method-financial-planning www.aeglewealth.com/ www.yourplacetoflourish.com/ www.facebook.com/equitafinancialnetwork/ www.equitafn.com www.linkedin.com/company/wealthchoice-llc/about/ www.linkedin.com/company/equita-financial-network/ twitter.com/equitafn www.methodfinancialplanning.com/ www.facebook.com/methodfinancialplanning/ www.wealthchoice.com/ www.facebook.com/wealthchoice/ www.trumanwealthadvisors.com/ www.facebook.com/trumanwealth/ www.instagram.com/trumanwealthadvisors/ www.instagram.com/aeglewealth www.linkedin.com/company/aeglewealth/ www.facebook.com/aeglewealth www.instagram.com/wealthchoice_ www.linkedin.com/company/truman-wealth-advisors/about/ www.modernfamilyfinance.com/ www.facebook.com/modernfamilyfinances/ www.linkedin.com/company/modern-family-finance/ twitter.com/jendazols www.facebook.com/kimspencercfp twitter.com/kimholtspencer www.linkedin.com/in/kim-spencer/ www.linkedin.com/in/stefaniecrowe/ www.linkedin.com/in/bridget-venus-grimes-cfp%c2%ae-7972a527/

Chief Compliance Officer

JIM CULLEN
475 TAUNTON AVENUE
EAST PROVIDENCE
RI
United States
Tel: 401-466-6010
(Full email address available in API data)

Regulatory Contact

KATHLEEN L. BURKE
CO-FOUNDER
500 OFFICE CENTER DRIVE
SUITE 400
FORT WASHINGTON
PA
United States
Tel: 215.534.3440
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BURKE, KATHLEEN, LYNDA Individual – CO-FOUNDER 05/2015 50-75%
GRIMES, BRIDGET, VENUS Individual – CO-FOUNDER AND PRESIDENT 03/2018 50-75%
CULLEN, JAMES, MICHAEL Individual – CHIEF COMPLIANCE OFFICER 08/2023 < 5%

No. Employees, Historic

1050202120222023202420256 on 2/25/20216 on 3/26/20216 on 4/5/20216 on 5/5/20216 on 9/28/20216 on 1/18/20227 on 3/3/20227 on 3/30/20237 on 6/6/20237 on 8/31/20237 on 2/2/20249 on 3/27/2024

RAUM, Historic

300M150M020212022202320242025107606822 on 2/25/2021107606822 on 3/26/2021107606822 on 4/5/2021107606822 on 5/5/2021107606822 on 9/28/2021107606822 on 1/18/2022155932259 on 3/3/2022151519331 on 3/30/2023151519331 on 6/6/2023151519331 on 8/31/2023151519331 on 2/2/2024283061181 on 3/27/2024

No. Clients, Historic

400200020212022202320242025200 on 2/25/2021200 on 3/26/2021200 on 4/5/2021200 on 5/5/2021200 on 9/28/2021200 on 1/18/2022262 on 3/3/2022235 on 3/30/2023235 on 6/6/2023235 on 8/31/2023235 on 2/2/2024362 on 3/27/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 363 2K 0
AMERICAN CENTY ETF TR REAL ESTATE ETF 5K 131K 0
AMERICAN CENTY ETF TR AVANTIS EMGMKT 3K 44K 0
AMERICAN CENTY ETF TR INTL SMCP VLU 2K 35K 0
AMERICAN CENTY ETF TR US SML CP VALU 4K 46K 0
APPLE INC COM 1K 5K 0
DIMENSIONAL ETF TRUST GLOBAL REAL EST 659 26K 0
DIMENSIONAL ETF TRUST EMERGING MKTS CO 10K 389K 0
DIMENSIONAL ETF TRUST INTL SMALL CAP V 10K 362K 0
DIMENSIONAL ETF TRUST US SMALL CAP VAL 19K 666K 0
META PLATFORMS INC CL A 241 478 0
GOLDMAN SACHS ETF TR JUST US LRG CP 225 3K 0
HEALTHPEAK PROPERTIES INC COM 1K 71K 0
TIDAL TRUST III NAACP MINO ETF 280 7K 0
INVESCO QQQ TR UNIT SER 1 717 1K 0
ISHARES INC FRONTIER AND SEL 5K 198K 0
ISHARES TR CORE S&P500 ETF 8K 15K 0
ISHARES TR IBOXX INV CP ETF 610 6K 0
ISHARES TR CORE S&P MCP ETF 621 11K 0
ISHARES TR CORE S&P SCP ETF 425 4K 0
ISHARES TR SHRT NAT MUN ETF 2K 21K 0
ISHARES TR NATIONAL MUN ETF 8K 71K 0
ISHARES TR ISHS 5-10YR INVT 606 12K 0
ISHARES TR ISHS 1-5YR INVS 1K 20K 0
ISHARES TR 0-5 YR TIPS ETF 5K 48K 0
ISHARES TR MSCI USA MMENTM 209 1K 0
ISHARES TR CORE MSCI EAFE 330 5K 0
ISHARES INC CORE MSCI EMKT 648 12K 0
ISHARES INC ESG AWR MSCI EM 616 18K 0
ISHARES TR CORE DIV GRWTH 318 6K 0
ISHARES TR ESG AW MSCI EAFE 772 10K 0
ISHARES TR USD GRN BOND ETF 221 5K 0
ISHARES TR ESG EAFE ETF 2K 31K 0
ISHARES TR ESG MSCI USA ETF 2K 40K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 208 4K 0
ELI LILLY & CO COM 660 729 0
LOWES COS INC COM 1K 5K 0
MARATHON PETE CORP COM 234 1K 0
MICROSOFT CORP COM 641 1K 0
NVIDIA CORPORATION COM 663 5K 0
NUSHARES ETF TR NUVEEN ESG LRGCP 2K 23K 0
NUSHARES ETF TR NUVEEN ESG LRGVL 1K 39K 0
NUSHARES ETF TR NUVEEN ESG SMLCP 831 21K 0
PEPSICO INC COM 202 1K 0
PIMCO ETF TR INTER MUN BD ACT 8K 158K 0
SPDR S&P 500 ETF TR TR UNIT 2K 3K 0
SPDR GOLD TR GOLD SHS 3K 15K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 3K 76K 0
SPDR SER TR S&P 600 SMCP VAL 1K 18K 0
SPDR SER TR PORTFLI INTRMDIT 7K 262K 0
SPDR SER TR PORTFOLI S&P1500 3K 45K 0
SPDR SER TR NUVEEN BLMBRG SH 527 11K 0
SCHWAB STRATEGIC TR US BRD MKT ETF 6K 93K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 857 8K 0
SCHWAB STRATEGIC TR US AGGREGATE B 292 6K 0
SCHWAB STRATEGIC TR INT-TRM U.S TRES 567 12K 0
SELECT SECTOR SPDR TR TECHNOLOGY 287 1K 0
VANGUARD STAR FDS VG TL INTL STK F 7K 113K 0
VANGUARD WORLD FD ESG US CORP BD 205 3K 0
VANGUARD WORLD FD MEGA CAP INDEX 6K 32K 0
VANGUARD BD INDEX FDS SHORT TRM BOND 220 3K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 543 11K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 21K 433K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 284 2K 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 508 10K 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 1K 23K 0
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 1K 11K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 305 7K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2K 56K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 331 4K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 4K 58K 0
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 305 5K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 354 4K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 11K 133K 0
VANGUARD MUN BD FDS TAX EXEMPT BD 4K 86K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 847 2K 0
VANGUARD INDEX FDS REAL ESTATE ETF 201 2K 0
VANGUARD INDEX FDS MID CAP ETF 427 2K 0
VANGUARD INDEX FDS LARGE CAP ETF 1K 5K 0
VANGUARD INDEX FDS EXTEND MKT ETF 6K 39K 0
VANGUARD INDEX FDS VALUE ETF 232 1K 0
VANGUARD INDEX FDS SMALL CP ETF 424 2K 0
VANGUARD INDEX FDS TOTAL STK MKT 27K 101K 0