FINANCIAL FUTURES
FINANCIAL FUTURES LIMITED LIABILITY COMPANY Legal Name
Adviser information for FINANCIAL FUTURES last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 623 | $182.4M |
| Non-Discretionary | 0 | $0 |
| Total | 623 | $182.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 99 | $41.1M |
| HNW Individuals | 65 | $135.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $317,856 |
| Charitable organizations | <5 | $5.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120637 |
|---|---|
| SEC ERA File Number | 801-120637 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128900 |
| Legal Entity Identifier | None |
Principal Office
RIVER PLACE EXECUTIVE CENTER1027 NJ-70, SUITE 201
BRIELLE
NJ
United States
Monday - Friday, 9:00AM - 4:00PM
Tel: 732-722-7289, Fax: None
Chief Compliance Officer
JORIE B. JOHNSON
RIVERPLACE EXECUTIVE CENTER
1027 NJ-70, SUITE 201
BRIELLE
NJ
United States
Tel:
732-722-7289
J*******@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, JORIE, BARNETT | Individual | – | PRESIDENT AND CCO | 09/2003 | > 75% |