TOAMS FINANCIAL
PLANNING SOLUTIONS INTERNATIONAL LLC Legal Name
Adviser information for TOAMS FINANCIAL last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,902 | $155.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,902 | $155.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 972 | $122.0M |
| HNW Individuals | 21 | $33.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-120648 |
|---|---|
| SEC ERA File Number | 801-120648 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300043 |
| Legal Entity Identifier | None |
Principal Office
1901 UNIVERSITY BLVD WJACKSONVILLE
FL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (904) 733-5321, Fax: (904) 733-5322
Chief Compliance Officer
MARIO J. PAYNE
OWNER
1901 UNIVERSITY BLVD W
JACKSONVILLE
FL
United States
Tel:
(904) 733-5321
Fax:
(904) 733-5322
M****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAYNE, MARIO, JOSEPH | Individual | – | OWNER AND CHIEF COMPLIANCE OFFICER | 02/2013 | > 75% |