ORMONDE USA LLC
Adviser information for ORMONDE USA LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $84.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $84.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $84.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-120659 |
|---|---|
| SEC ERA File Number | 801-120659 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313328 |
| Legal Entity Identifier | None |
Principal Office
BERKELEY SQUARE HOUSEBERKELEY SQUARE
LONDON
United Kingdom
Monday - Friday, 9AM - 5PM
Tel: +44 20 4524 3210, Fax: None
Chief Compliance Officer
STEPHEN SMITH
CO-FOUNDER, MANAGER
BERKELEY SQUARE HOUSE
BERKELEY SQUARE
LONDON
United Kingdom
Tel:
+44 7920 473 586
Fax:
+44 20 3006 8616
S************@******************M
(Full email address available in API data)
Industry Affiliates
| ORMONDE ADVISORY LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Winn, Christopher, Scott | Individual | – | MANAGER | 01/2021 | > 75% |
| Smith, Stephen, Mark | Individual | – | CHIEF COMPLIANCE OFFICER, MANAGER | 01/2021 | < 5% |
| MARCUS, FRASER, ELIOT | Individual | – | MANAGER | 12/2022 | < 5% |
| GREENCHAIN CAPITAL LLC | Domestic Entity | – | MEMBER | 12/2023 | 10-25% |