INVESTORS PORTFOLIO SERVICES LLC
Adviser information for INVESTORS PORTFOLIO SERVICES LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 572 | $183.5M |
| Non-Discretionary | 9 | $2.4M |
| Total | 581 | $185.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 211 | $85.9M |
| HNW Individuals | 53 | $100.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesREFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-120692 |
|---|---|
| SEC ERA File Number | 801-120692 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117299 |
| Legal Entity Identifier | None |
Principal Office
2832 SOUTH MERIDIANSUITE 201
PUYALLUP
WA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 253-770-8118, Fax: 253-770-7787
Chief Compliance Officer
FRANK GALLO
CHIEF COMPLIANCE OFFICER
2832 S. MERIDIAN
SUITE 201
PUYALLUP
WA
United States
Tel:
2537708118
Fax:
2537707787
F**********@*****************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GALLO, FRANK, VINCENT | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 06/1994 | > 75% |