KAIZEN CAPITAL PARTNERS LIMITED

Adviser information for KAIZEN CAPITAL PARTNERS LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Hong Kong

Employees

Total Number of Employees 8
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 7 $625.4M
Non-Discretionary 0 $0
Total 7 $625.4M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $625.4M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 100

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-120699
SEC ERA File Number 801-120699
SEC CIK Numbers 1903898
SEC CRD Numbers 308168
Legal Entity Identifier 2138008XKD4DX25BE246

Principal Office

UNIT 1113-14, 11/F, TWO IFC
8 FINANCE STREET
CENTRAL
Hong Kong
Monday - Friday, 9AM - 5PM
Tel: +852 3840 8800, Fax: +852 3840 8891

Chief Compliance Officer

SIN SHIONG TAN
CHIEF EXECUTIVE OFFICER
UNIT 1113-14, 11/F, TWO IFC
8 FINANCE STREET
CENTRAL
Hong Kong
Tel: +852 3840 8800
Fax: +852 3840 8891
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
KAIZEN ASIA PACIFIC MASTER FUND Hedge Fund $234.9M $1.0M 55

Control Persons

Name Type Entity Title Since Ownership
KAIZEN CAPITAL HOLDINGS LIMITED Foreign Entity SHAREHOLDER 10/2019 > 75%
Karthigesu, Ramesh, Ganeshan Individual CHIEF INVESTMENT OFFICER 04/2019 < 5%
Tan, Sin, Shiong Individual CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER 04/2019 < 5%
RAJASINGHAM, ARJUNA Individual RESPONSIBLE OFFICER 09/2019 < 5%
BROWN BEAR LIMITED Foreign Entity KAIZEN CAPITAL HOLDINGS LIMITED SHAREHOLDER 10/2019 > 75%
Karthigesu, Ramesh, Ganeshan Individual BROWN BEAR LIMITED SHAREHOLDER 10/2019 > 75%

No. Employees, Historic

20100202120222023202420250 on 3/3/202110 on 3/17/202110 on 3/31/202210 on 7/18/202212 on 3/28/202312 on 9/7/20238 on 3/27/2024

RAUM, Historic

800M400M020212022202320242025160659652 on 3/17/2021520692086 on 3/31/2022520692086 on 7/18/2022744555751 on 3/28/2023744555751 on 9/7/2023625449014 on 3/27/2024

No. Clients, Historic

1050202120222023202420250 on 3/3/20214 on 3/17/20217 on 3/31/20227 on 7/18/20227 on 3/28/20237 on 9/7/20237 on 3/27/2024

Holdings

From latest 13F, filed February 7th, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
DADA NEXUS LTD ADS 36M 11M
GRAB HOLDINGS LTD CLASS A ORD 2M 463K
FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 22M 3M
HDFC BANK LTD SPONSORED ADS 7M 100K