LEGACY WEALTH MANAGEMENT INC.
Adviser information for LEGACY WEALTH MANAGEMENT INC. last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 832 | $141.7M |
| Non-Discretionary | 0 | $0 |
| Total | 832 | $141.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 478 | $107.0M |
| HNW Individuals | 25 | $34.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $333,524 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-120709 |
|---|---|
| SEC ERA File Number | 801-120709 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173453 |
| Legal Entity Identifier | None |
Principal Office
10432 BALLS FORD ROAD #100MANASSAS
VA
United States
Monday - Friday, 8:30 A.M.-5:00 P.M.
Tel: 877-650-4738, Fax: 866-255-8789
Chief Compliance Officer
JAMSHID SHARIFI
PRESIDENT
10432 BALLS FORD ROAD
SUITE 100
MANASSAS
VA
United States
Tel:
703-457-9940
Fax:
866-255-8789
J*******@********************M
(Full email address available in API data)
Industry Affiliates
| LEGACY ASSOCIATES INC. | Insurance company or agency |
| LEGACY ASSOCIATES INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHARIFI, JAMSHID | Individual | – | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | 05/2014 | > 75% |