ALPSTONE CAPITAL (SUISSE) S.A.
Adviser information for ALPSTONE CAPITAL (SUISSE) S.A. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 60 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-120713 |
|---|---|
| SEC ERA File Number | 801-120713 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287834 |
| Legal Entity Identifier | 213800SOFE4SA5TZNA11 |
Principal Office
RUE DU PORT 12GENEVE
Switzerland
Monday - Friday, 9:00AM - 6:00 PM
Tel: 0041223179761, Fax: None
Websites
Chief Compliance Officer
CHRIS WILSON
RUE DU PORT 12
GENEVE
Switzerland
Tel:
0041225665657
C***********@******************M
(Full email address available in API data)
Regulatory Contact
FREDERIC FAVRE
CEO
RUE DU PORT 12
GENEVE
Switzerland
F*************@******************M
(Full email address available in API data)
Industry Affiliates
| ALPSTONE CAPITAL (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ALPSTONE CAPITAL (JERSEY) LIMITED IN ITS CAPACITY AS GENERAL PARTNER OF ALPSTONE CAPITAL (JERSEY) LP | Commodity pool operator or commodity trading advisor |
| ALPSTONE CAPITAL US LLC | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALPSTONE GLOBAL MACRO MASTER FUND | Hedge Fund | $1,477.2M | $1.0M | 54 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Favre, Frederic, Alain | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICER | 11/2016 | < 5% |
| Germak, Alexandre, Lois | Individual | – | EXECUTIVE OFFICER | 11/2016 | < 5% |
| ALPSTONE CAPITAL LIMITED | Foreign Entity | – | HOLDING COMPANY / SHAREHOLDER | 11/2018 | > 75% |
| SCIPION HOLDING LIMITED | Foreign Entity | ALPSTONE CAPITAL LIMITED | HOLDING COMPANY | 11/2018 | 50-75% |
| MOUZAIA HOLDING LIMITED | Foreign Entity | ALPSTONE CAPITAL LIMITED | HOLDING COMPANY | 11/2018 | 25-50% |
| Favre, Frederic, Alain | Individual | SCIPION HOLDING LIMITED | SHAREHOLDER | 08/2018 | > 75% |
| Germak, Alexandre, Lois | Individual | MOUZAIA HOLDING LIMITED | SHAREHOLDER | 08/2018 | > 75% |
| Wilson, Chris | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |
| SHARIF, ZAIN, MOHAMMAD | Individual | – | CHIEF RISK OFFICER | 07/2023 | < 5% |
| CHAVEZ, HECTOR | Individual | – | HEAD OF OPERATIONS | 02/2024 | < 5% |