ASCENSION WEALTH PARTNERS, LLC
Adviser information for ASCENSION WEALTH PARTNERS, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 118 | $117.4M |
| Non-Discretionary | 0 | $0 |
| Total | 118 | $117.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $3.8M |
| HNW Individuals | 37 | $113.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120716 |
|---|---|
| SEC ERA File Number | 801-120716 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146451 |
| Legal Entity Identifier | None |
Principal Office
391 TAYLOR BOULEVARDSUITE 125
PLEASANT HILL
CA
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 925-798-7200, Fax: 925-798-7272
Chief Compliance Officer
MICHAEL R. SAPPINGTON
CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER
391 TAYLOR BOULEVARD
SUITE 125
PLEASANT HILL
CA
United States
Tel:
925-798-7200 EXT. 101
Fax:
925-798-7272
M***@**************M
(Full email address available in API data)
Regulatory Contact
KORY K. SWEKLA
CHIEF EXECUTIVE OFFICER & PRESIDENT
391 TAYLOR BOULEVARD
SUITE 125
PLEASANT HILL
CA
United States
Tel:
925- 798-7200
Fax:
925-798-7272
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAPPINGTON, MICHAEL, RICHARD | Individual | – | MANAGING MEMBER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 07/2008 | 25-50% |
| SWEKLA, KORY, KENNETH | Individual | – | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | 07/2008 | 50-75% |