Hedge Fund Database

REDWOOD PRIVATE WEALTH

REDWOOD PRIVATE WEALTH, LLC Legal Name

Adviser information for REDWOOD PRIVATE WEALTH last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 61
Investment Advisory/Research 56
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 55
Licensed Agents of an Insurance Company 51
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,675 $253.4M
Non-Discretionary 113 $14.2M
Total 1,788 $267.6M

Clients

Type Number RAUM
Individuals 869 $166.1M
HNW Individuals 69 $96.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 1 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $5.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-120723
SEC ERA File Number 801-120723
SEC CIK Numbers None
SEC CRD Numbers 312942
Legal Entity Identifier None

Principal Office

3930 E. RAY ROAD
SUITE 155
PHOENIX
AZ
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 480-646-3504, Fax: None

Websites

www.facebook.com/blackwealthfinancial/ advisorsplan.com/ www.facebook.com/breesefg/ www.facebook.com/vetwealth redwoodprivatewealth.com www.breesefg.com heartfeltfinancialsolutions.com www.evansfg.com www.mainstreetfinancialstrategies.com getblackwealth.com nicolaysenwealth.com theramg.com www.jnorthfinancial.com strategicassetmgt.net/ www.martinshapiro.com/ www.nmretirementsolutions.com/about-us wealthplannersadvisory.com/ www.youtube.com/channel/ucq7nrfas7ri3cyptbjs58dq twitter.com/getblackwealth www.instagram.com/blackwealthfinancial/ www.vetwealth.com/

Chief Compliance Officer

KIMBERLEY RAIMONDO, ESQ.
MANAGING PARTNER
3930 E. RAY ROAD
SUITE 155
PHOENIX
AZ
United States
Tel: 480-646-3504
(Full email address available in API data)

Industry Affiliates

BROOKWOOD INSURANCE GROUP Insurance company or agency
BROOKWOOD INVESTMENT GROUP Other investment adviser, including financial planners
FEDYSHYN CPA GROUP PLLC Accountant or accounting firm
FEDYSHYN FINANCIAL GROUP INC Insurance company or agency
PACIFIC ATLANTIC CONSULTING L.L.C. Insurance company or agency
REDWOOD TAX SPECIALISTS LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FEDYSHYN, MICHAEL, SCOTT Individual – CHIEF FINANCIAL OFFICER 03/2021 < 5%
RAIMONDO, KIMBERLEY, ANN Individual – CHIEF COMPLIANCE OFFICER 03/2021 < 5%
HALL, WILLIAM, CLIFFORD Individual NCAZ FINANCIAL HOLDINGS MEMBER 03/2021 25-50%
NCAZ FINANCIAL HOLDINGS Domestic Entity – MEMBER 03/2021 > 75%
RAIMONDO, KIMBERLEY, ANN Individual NCAZ FINANCIAL HOLDINGS MEMBER 03/2021 25-50%
HALL, WILLIAM, CLIFFORD Individual – PRESIDENT 03/2021 < 5%
FEDYSHYN, MICHAEL, SCOTT Individual NCAZ FINANCIAL HOLDINGS MEMBER 03/2021 25-50%

No. Employees, Historic

70350202120222023202420253 on 3/5/20213 on 3/9/20213 on 6/28/20213 on 7/1/20213 on 7/6/20213 on 7/6/20213 on 7/8/20218 on 7/8/202111 on 8/2/202111 on 8/3/202111 on 8/3/202111 on 8/13/202111 on 9/15/202116 on 10/15/202120 on 12/9/202120 on 12/10/202120 on 2/7/202228 on 3/31/202228 on 4/26/202228 on 5/16/202228 on 5/19/202228 on 6/1/202228 on 6/10/202228 on 6/21/202228 on 6/24/202232 on 7/7/202232 on 7/15/202232 on 7/19/202232 on 7/22/202232 on 8/1/202234 on 8/11/202242 on 8/31/202242 on 9/12/202242 on 10/4/202242 on 10/5/202242 on 10/6/202242 on 10/13/202242 on 12/15/202251 on 12/20/202251 on 1/3/202351 on 2/6/202351 on 3/17/202352 on 5/9/202352 on 5/11/202353 on 6/22/202353 on 6/26/202353 on 6/29/202353 on 6/30/202353 on 7/5/202353 on 7/28/202353 on 7/28/202353 on 8/10/202353 on 8/11/202353 on 10/5/202353 on 10/13/202361 on 1/3/202461 on 2/22/202461 on 3/31/2024

RAUM, Historic

300M150M0202120222023202420250 on 3/5/20210 on 3/9/20210 on 6/28/20210 on 7/1/20210 on 7/6/20210 on 7/6/20210 on 7/8/20210 on 7/8/20210 on 8/2/20210 on 8/3/20210 on 8/3/20210 on 8/13/20210 on 9/15/20210 on 10/15/20210 on 12/9/20210 on 12/10/20210 on 2/7/2022149252320 on 3/31/2022149252320 on 4/26/2022149252320 on 5/16/2022149252320 on 5/19/2022149252320 on 6/1/2022149252320 on 6/10/2022149252320 on 6/21/2022149252320 on 6/24/2022149252320 on 7/7/2022149252320 on 7/15/2022149252320 on 7/19/2022149252320 on 7/22/2022149252320 on 8/1/2022149252320 on 8/11/2022149252320 on 8/31/2022149252320 on 9/12/2022149252320 on 10/4/2022149252320 on 10/5/2022149252320 on 10/6/2022149252320 on 10/13/2022149252320 on 12/15/2022149252320 on 12/20/2022149252320 on 1/3/2023149252320 on 2/6/2023204343703 on 3/17/2023204343703 on 5/9/2023204343703 on 5/11/2023204343703 on 6/22/2023204343703 on 6/26/2023204343703 on 6/29/2023204343703 on 6/30/2023204343703 on 7/5/2023204343703 on 7/28/2023204343703 on 7/28/2023204343703 on 8/10/2023204343703 on 8/11/2023204343703 on 10/5/2023204343703 on 10/13/2023204343703 on 1/3/2024204343703 on 2/22/2024267560801 on 3/31/2024

No. Clients, Historic

1,0005000202120222023202420250 on 3/5/20210 on 3/9/20210 on 6/28/20210 on 7/1/20210 on 7/6/20210 on 7/6/20210 on 7/8/20210 on 7/8/20210 on 8/2/20210 on 8/3/20210 on 8/3/20210 on 8/13/20210 on 9/15/20210 on 10/15/20210 on 12/9/20210 on 12/10/20210 on 2/7/2022508 on 3/31/2022508 on 4/26/2022508 on 5/16/2022508 on 5/19/2022508 on 6/1/2022508 on 6/10/2022508 on 6/21/2022508 on 6/24/2022508 on 7/7/2022508 on 7/15/2022508 on 7/19/2022508 on 7/22/2022508 on 8/1/2022508 on 8/11/2022508 on 8/31/2022508 on 9/12/2022508 on 10/4/2022508 on 10/5/2022508 on 10/6/2022508 on 10/13/2022508 on 12/15/2022508 on 12/20/2022508 on 1/3/2023508 on 2/6/2023912 on 3/17/2023912 on 5/9/2023912 on 5/11/2023912 on 6/22/2023912 on 6/26/2023912 on 6/29/2023912 on 6/30/2023912 on 7/5/2023912 on 7/28/2023912 on 7/28/2023912 on 8/10/2023912 on 8/11/2023912 on 10/5/2023912 on 10/13/2023912 on 1/3/2024912 on 2/22/2024939 on 3/31/2024