BDFS CAPITAL LLC
Adviser information for BDFS CAPITAL LLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,470 | $285.0M |
| Non-Discretionary | 23 | $2.8M |
| Total | 1,493 | $287.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 583 | $135.0M |
| HNW Individuals | 63 | $149.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $727,917 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSELECTION OF OTHER ADVISORS FEES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 287.8M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BDFS CAPITAL LLC WRAP FEE PROGRAM | BDFS CAPITAL LLC |
Identifiers
| SEC RIA File Number | 801-120724 |
|---|---|
| SEC ERA File Number | 801-120724 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287680 |
| Legal Entity Identifier | None |
Principal Office
19409 PLANTATION RDBLDG. 2 UNIT 1
REHOBOTH BEACH
DE
United States
Monday - Friday, 9:00AM - 4:00 PM
Tel: 302-265-2236, Fax: 302-265-2109
Websites
Chief Compliance Officer
MARK ANTHONY NEHRA
CHIEF COMPLIANCE OFFICER
19409 PLANTATION RD.
BLDG. 2 UNIT 1
REHOBOTH BEACH
DE
United States
Tel:
302-265-2236
Fax:
302-265-2109
M***@***********M
(Full email address available in API data)
Regulatory Contact
JEFFREY THOMAS PUGLIA
PRESIDENT
19409 PLANTATION RD.
BLDG. 2 UNIT 1
REHOBOTH BEACH
DE
United States
Tel:
302-265-2236
Fax:
302-265-2109
J***@***********M
(Full email address available in API data)
Industry Affiliates
| BDFS INSURANCE SERVICES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLACK DIAMOND FINANCIAL SOLUTIONS INC | Domestic Entity | – | MEMBER | 02/2010 | > 75% |
| PUGLIA, JEFFREY, THOMAS | Individual | – | PRESIDENT | 03/2014 | < 5% |
| PUGLIA, JEFFREY, THOMAS | Individual | BLACK DIAMOND FINANCIAL SOLUTIONS INC | PRESIDENT | 02/2010 | > 75% |
| NEHRA, MARK, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2018 | < 5% |