BLOCKCHAIN CAPITAL, LLC
Adviser information for BLOCKCHAIN CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $2.4B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $2.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $2.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 73 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120726 |
|---|---|
| SEC ERA File Number | 801-120726 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283610 |
| Legal Entity Identifier | None |
Principal Office
440 PACIFIC AVESAN FRANCISCO
CA
United States
Monday - Friday, 9AM-5PM
Tel: 415-677-5340, Fax: None
Chief Compliance Officer
ZALIA ALIRIZA
CHIEF FINANCIAL OFFICER
440 PACIFIC AVE
SAN FRANCISCO
CA
United States
Tel:
415-677-5340
Z****@********************M
(Full email address available in API data)
Regulatory Contact
JOHN FILBERT
CONTROLLER
440 PACIFIC AVE
SAN FRANCISCO
CA
United States
Tel:
415-677-5340
J***@********************M
(Full email address available in API data)
Industry Affiliates
| BC III DLVF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BCAP OPPFUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BCAP VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLOCKCHAIN CAPITAL IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLOCKCHAIN CAPITAL V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRYPTO CURRENCY PARTNERS GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STEPHENS INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BCAP OPPFUND, LP | Venture Capital Fund | $723.1M | $0.1M | 182 |
| BCAP VI QP, LP | Venture Capital Fund | $418.9M | $0.1M | 232 |
| BCAP VI, LP | Venture Capital Fund | $5.4M | $0.1M | 21 |
| BLOCKCHAIN CAPITAL III DIGITAL LIQUID VENTURE FUND, LP | Venture Capital Fund | $119.1M | $0.0M | 1 |
| BLOCKCHAIN CAPITAL IV, LP | Venture Capital Fund | $493.5M | $0.1M | 99 |
| BLOCKCHAIN CAPITAL PARALLEL IV, LP | Venture Capital Fund | $106.8M | $0.1M | 2 |
| BLOCKCHAIN CAPITAL V QP, LP | Venture Capital Fund | $326.1M | $1.0M | 256 |
| BLOCKCHAIN CAPITAL V, LP | Venture Capital Fund | $13.5M | $0.1M | 27 |
| CRYPTO CURRENCY PARTNERS II, LP | Venture Capital Fund | $140.4M | $0.1M | 59 |
| CRYPTO CURRENCY PARTNERS, LP | Venture Capital Fund | $9.0M | $0.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEPHENS, WILLIAM, BRADFORD | Individual | – | MEMBER | 10/2014 | 50-75% |
| STEPHENS, PAUL, BARTLETT | Individual | – | MEMBER | 10/2014 | 50-75% |
| RIVERA, HERBERT, J | Individual | – | GENERAL COUNSEL | 06/2018 | < 5% |
| ALIRIZA, ZALIA, NMN | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, OPERATING PARTNER | 01/2022 | < 5% |
| Schmidt, Anthony, Peter | Individual | – | CHIEF OPERATING OFFICER AND OPERATING PARTNER | 03/2023 | < 5% |