BENCHMARK CAPITAL GROUP LTD.
Adviser information for BENCHMARK CAPITAL GROUP LTD. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 423 | $146.3M |
| Non-Discretionary | 4 | $3.1M |
| Total | 427 | $149.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 136 | $44.0M |
| HNW Individuals | 43 | $105.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $121,543 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120729 |
|---|---|
| SEC ERA File Number | 801-120729 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123698 |
| Legal Entity Identifier | None |
Principal Office
228 N. BENCH STREETGALENA
IL
United States
Monday - Friday, 9-4 PM
Tel: 815-777-0600, Fax: 815/777-0661
Websites
Chief Compliance Officer
DAVID W. SWISHER
PRESIDENT
228 N. BENCH STREET
GALENA
IL
United States
Tel:
815-777-0600
Fax:
815-777-0661
D***@************************M
(Full email address available in API data)
Regulatory Contact
ANGELA SCHRAD
COMPLIANCE CONSULTANT
6554 S. SYCAMORE STREET
LITTLETON
CO
United States
Tel:
303-522-1907
S******@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWISHER, DAVID, WILLIAM | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 06/1995 | > 75% |
| SWISHER, KELLI, L | Individual | – | SECRETARY & TREASURER | 06/1995 | < 5% |