FORTITUDE FINANCIAL LLC
Adviser information for FORTITUDE FINANCIAL LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,483 | $200.2M |
| Non-Discretionary | 326 | $32.5M |
| Total | 1,809 | $232.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 410 | $119.0M |
| HNW Individuals | 66 | $111.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesTAX PREPARATION AND CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 174.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FORTITUDE WRAP FEE PROGRAM | FORTITUDE FINANCIAL LLC |
Identifiers
| SEC RIA File Number | 801-120732 |
|---|---|
| SEC ERA File Number | 801-120732 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313235 |
| Legal Entity Identifier | None |
Principal Office
123 EAST 2ND AVENUESPOKANE
WA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 509-931-1199, Fax: None
Chief Compliance Officer
JONI GALL
123 EAST 2ND AVENUE
SPOKANE
WA
United States
Tel:
509-867-3051
J***@*********************M
(Full email address available in API data)
Regulatory Contact
MATTHEW MILLMAN
COMPLIANCE COUNSEL
5285 MEADOWS ROAD
SUITE 199
LAKE OSWEGO
OR
United States
Tel:
503-635-5244
M*******@******************M
(Full email address available in API data)
Industry Affiliates
| FF-CS TAX, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEWIS, JEREMY, FRANK | Individual | – | PRINCIPAL | 02/2021 | > 75% |
| GALL, JONI, L | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |
| CHASE, BENJAMIN, KOHLS | Individual | – | PARTNER | 11/2022 | 10-25% |