DECKER RETIREMENT PLANNING INC.
Adviser information for DECKER RETIREMENT PLANNING INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,317 | $213.6M |
| Non-Discretionary | 0 | $0 |
| Total | 2,317 | $213.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 592 | $161.3M |
| HNW Individuals | 22 | $52.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 30 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-120733 |
|---|---|
| SEC ERA File Number | 801-120733 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284281 |
| Legal Entity Identifier | None |
Principal Office
2889 W ASHTON BLVD.SUITE 125
LEHI
UT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 855-425-4566, Fax: None
Chief Compliance Officer
BRIAN DECKER
2889 W ASHTON BLVD.
SUITE 125
LEHI
UT
United States
Tel:
855-425-4566
B****@***********M
(Full email address available in API data)
Regulatory Contact
SHELLY KAUFMAN
CONTROLLER
2889 W ASHTON BLVD.
LEHI
UT
United States
Tel:
801-609-5660
S*******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DECKER, BRIAN, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER TREASURER AND PRESIDENT | 06/2016 | > 75% |
| AURE, HEIDI, JOAN | Individual | – | SECRETARY | 06/2016 | < 5% |
| DECKER, JACOB, BRIAN | Individual | – | VICE PRESIDENT | 08/2017 | < 5% |