BARCA CAPITAL, LLC
Adviser information for BARCA CAPITAL, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $287.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $287.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $287.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120741 |
|---|---|
| SEC ERA File Number | 801-120741 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 263786 |
| Legal Entity Identifier | 5493003XW61CXED3HK94 |
Principal Office
275 GROVE STREETSUITE 2-400
NEWTON
MA
United States
Monday - Friday, 9:00 - 5:00
Tel: 415-992-6334, Fax: None
Websites
Chief Compliance Officer
DIANNA THOMPSON
CHIEF OPERATING OFFICER
10469 HILLROSE STREET
PARKER
CO
United States
Tel:
415-992-6334
D********@***************M
(Full email address available in API data)
Regulatory Contact
CAITLIN SMITH
COMPLIANCE CONSULTANT
136 MADISON AVENUE
NEW YORK
NY
United States
Tel:
4159032734
C*****@*********M
(Full email address available in API data)
Industry Affiliates
| BARCA CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BARCA GLOBAL MASTER FUND, L.P. | Hedge Fund | $267.1M | $0.5M | 54 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLOYD, RYAN, ANSON | Individual | – | MANAGING MEMBER | 12/2007 | > 75% |
| THOMPSON, DIANNA, ANN | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 11/2015 | < 5% |