TRUEMAN BROWN
TRUEMAN BROWN, LLC Legal Name
Adviser information for TRUEMAN BROWN last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 364 | $146.0M |
| Non-Discretionary | 1 | $3.8M |
| Total | 365 | $149.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 93 | $21.9M |
| HNW Individuals | 39 | $124.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-120742 |
|---|---|
| SEC ERA File Number | 801-120742 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141602 |
| Legal Entity Identifier | None |
Principal Office
765 ELA ROADSUITE 301
LAKE ZURICH
IL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 847-228-1968, Fax: 847-629-0161
Chief Compliance Officer
ROY W. BROWN
MANAGING MEMBER
765 ELA ROAD
SUITE 301
LAKE ZURICH
IL
United States
Tel:
847-228-1968
Fax:
847-629-0161
R**@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, ROY, WILLIAM | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 02/2007 | > 75% |