CENTRAL WEALTH MANAGEMENT LLC
Adviser information for CENTRAL WEALTH MANAGEMENT LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 458 | $101.0M |
| Non-Discretionary | 2 | $311,269 |
| Total | 460 | $101.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 143 | $25.4M |
| HNW Individuals | 32 | $71.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 34 | $4.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)FIXED INSURANCE PRODUCTS/PLANNING |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-120749 |
|---|---|
| SEC ERA File Number | 801-120749 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293172 |
| Legal Entity Identifier | None |
Principal Office
1111 DEMING WAYSUITE 103
MADISON
WI
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 608-841-1555, Fax: None
Chief Compliance Officer
ERIC HEITING
MANAGING PRINCIPAL
1111 DEMING WAY
SUITE 103
MADISON
WI
United States
Tel:
(608) 841-1555
E***@********************M
(Full email address available in API data)
Industry Affiliates
| FIVE AND DIME VENTURES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PMMSF PARTNERS, LLC | Other investment adviser, including financial planners |
| VARIO EQUITY, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEITING, ERIC, ALLEN | Individual | – | MANAGING PRINCIPAL/CCO | 06/2018 | > 75% |