XTELLUS ADVISORS LLC
Adviser information for XTELLUS ADVISORS LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $27.9M |
| Non-Discretionary | 3 | $15.6M |
| Total | 5 | $43.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $43.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120752 |
|---|---|
| SEC ERA File Number | 801-120752 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313437 |
| Legal Entity Identifier | None |
Principal Office
2665 S. BAYSHORE DRIVESUITE 307
COCONUT GROVE
FL
United States
Monday - Friday, 9-5
Tel: 203-900-2221, Fax: None
Chief Compliance Officer
STEPHEN ZAK
535 MADISON AVE
5TH FLOOR
NEW YORK
NY
United States
Tel:
646-527-6363
S**********@*****************M
(Full email address available in API data)
Industry Affiliates
| XTELLUS CAPITAL PARTNERS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| XTELLUS PRE-IPO FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| XTELLUS VENTURES LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| XTELLUS COINVEST I, LP | Private Equity Fund | $7.0M | $1.0M | 4 |
| XTELLUS COINVEST II, LP | Private Equity Fund | $7.1M | $1.0M | 3 |
| XTELLUS PRE-IPO FUND (2021) CAYMAN, LP | Private Equity Fund | $23.7M | $1.0M | 6 |
| XTELLUS PRE-IPO FUND (2021), LP | Private Equity Fund | $4.2M | $1.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| XTELLUS PARTNERS LLC | Domestic Entity | – | MEMBER | 03/2021 | > 75% |
| ZAK, STEPHEN, PETER | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| SWIGART, PAUL, MARSHALL | Individual | XTELLUS PARTNERS LLC | MANAGING MEMBER | 03/2021 | 50-75% |
| L'VOV, PAVEL, GENNADIEVICH | Individual | XTELLUS PARTNERS LLC | MANAGING MEMBER | 03/2021 | 25-50% |
| GIGLIOTTI, GREGORY, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2021 | < 5% |